| 12-02008 | 06/04/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Don Boswell
Respondent(s): Michael Brown
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 12-03101 | 06/03/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Robert Davis
Respondent Lawyers(s): Marc J. Fratter
Arbitrator(s): Edward J. Lynch
Hearing Site: Dallas, TX
| | |
| 11-00303 | 06/03/2013 | Claimant(s): John Paul Rouleau & Margaret C. Rouleau
Claimant Lawyers(s): John F. Nicholls
Respondent(s): Wells Fargo Advisors, David Johns
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Samuel H. Chorches, Frank E. Wolf, Patrick W. McKeon
Hearing Site: Montpelier, VT
|  | $0 |
| 12-02041 | 05/24/2013 | Claimant(s): Judith Gardiner, Judith Gardiner Revocable Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Linda M. Granata, Herbert Branitsky, Harris Gally
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 12-03999 | 05/20/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Evaldo Guillama
Respondent Lawyers(s): Carlos H. Gamez
Arbitrator(s): Richard S. Zaifert, Kimberly A. Gilmour
Hearing Site: Miami, FL
| | |
| 11-00677 | 05/17/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Zak Shapiro
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): John E. Ohashi, W. Alex King, Erich Daniel Schiefelbine
Hearing Site: Los Angeles, CA
| | |
| 12-04086 | 05/16/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Scott Rahn
Respondent Lawyers(s): James A. McPhee
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
| | |
| 10-03527 | 05/15/2013 | Claimant(s): Lawrence Tanowitz
Claimant Lawyers(s): Neil Solomon
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Daniel I. MacIntyre, Sabrina Raquel Scott, Dimitri Angelo Dodys
Hearing Site: Atlanta, GA
| | Expungement |
| 12-00495 | 05/15/2013 | Claimant(s): John Trammell and Catherine Trammell
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
| | Expungement |
| 12-03061 | 05/15/2013 | Claimant(s): Robert L. Timken
Claimant Lawyers(s): Robert L. Timken
Respondent(s): Wells Fargo Advisors, Lucas Glass
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Paul Lansing
Hearing Site: St. Louis, MO
| | $0 |
