| 13-01898 | 11/22/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Paul Schultz
Respondent Lawyers(s): Paul Scott Schultz
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | |
| 12-02163 | 11/22/2013 | Claimant(s): Mary Kunar
Claimant Lawyers(s): Douglas A. Kutsko
Respondent(s): Wells Fargo Advisors, Philip Kousaie, Thomas Hall
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Cleveland, OH
|  | Expungement |
| 12-01411 | 11/22/2013 | Claimant(s): George Mabrey
Claimant Lawyers(s): Steven H. Berkowitz
Respondent(s): Charles Ehnot, Wells Fargo Advisors, Midsouth Capital.
Respondent Lawyers(s): Demian J. Betz, Robert J. Murphy
Arbitrator(s): Thomas Benjamin Salzer, Michael P. Marryshow, Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | $0 |
| 13-01497 | 11/20/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
| | |
| 11-04495 | 11/19/2013 | Claimant(s): Mark Myden, L.A. Sports Productions Inc.
Claimant Lawyers(s): Marc X. LoPresti
Respondent(s): Wells Fargo Advisors, Wells Fargo Investments, Nicholas Corso
Respondent Lawyers(s): Jay M. Spillane, Thomas F. Kopshever
Arbitrator(s): James Warren Hill, Ralph B. Perry, Michael R. Diliberto
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-02495 | 11/18/2013 | Claimant(s): Alexander Simanovsky
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Diane Ciccone, Sheldon Seligsohn, Jonathan A. Siegel
Hearing Site: Philadelphia, PA
| | |
| 12-04272 | 11/14/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Robert Noxon
Respondent Lawyers(s): Robert Noxon
Arbitrator(s): Jack W. Windt
Hearing Site: Tampa, FL
| | |
| 13-01235 | 11/12/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Steven Satter
Respondent(s): Mark Kelly
Respondent Lawyers(s): Jeffrey D. Plopa
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 13-00034 | 11/06/2013 | Claimant(s): James Shannon
Claimant Lawyers(s): Richard M. Gelb
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert Volk, Arthur J. Giacomarra, Arnold M. Marrow
Hearing Site: Boston, MA
| | $300 |
| 13-01376 | 10/31/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Owen Parr
Respondent Lawyers(s): Owen G. Parr
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
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