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FINRA Awards for Wells Fargo Advisors

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Displaying 431-440 out of 967 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0256007/15/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Derek D'alonzo
Respondent Lawyers(s): Derek Rudolf D'alonzo
Arbitrator(s): John D. Mattingly
Hearing Site: Atlanta, GA
12-0371407/14/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Keith Olin
Respondent(s): Michael Petramalo
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Edward R. Niederriter, Andrew R. Present, Milton Thurm
Hearing Site: Boca Raton, FL
13-0019407/11/2014Claimant(s): Jennifer Figge
Claimant Lawyers(s): Rand S. Wonio
Respondent(s): Wells Fargo Advisors, Wells Fargo Wealth Brokerage Insurance A
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Charles G. Michaels, Bruce Brown, Ronald L. Lantz
Hearing Site: Denver, CO
Checkmark Icon$0
13-0052807/09/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): John Meskunas
Respondent Lawyers(s): John Anthony Meskunas
Arbitrator(s): Martin H. Zern
Hearing Site: New York, NY
13-0109506/16/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Thomas Staley
Respondent Lawyers(s): Thomas Staley
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
13-0335606/16/2014Claimant(s): Beverly Gimpelson, Stanley Gimpelson
Claimant Lawyers(s): Carol Morse
Respondent(s): Brian Leeton, Wells Fargo Advisors, Matt Paul
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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13-0122106/13/2014Claimant(s): Alexander Simanovsky
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
10-0425706/10/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Philip Duamarell
Respondent Lawyers(s): Michael Blumenfeld
Arbitrator(s): Richard J. Stall, Robert Bruce MacDonald, Thomas W. Gregory
Hearing Site: Los Angeles, CA
14-0014606/10/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher Griesmeyer
Respondent(s): Brandon Cortez
Respondent Lawyers(s): Brandon Matthew Cortez
Arbitrator(s): Edward J. Lynch
Hearing Site: Dallas, TX
12-0288106/05/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Barry Axler
Respondent Lawyers(s): Marc Durant
Arbitrator(s): Allen Kilik, Gloria O. North, Soraya Maria Figueiredo
Hearing Site: Boca Raton, FL

967 Results

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