| 12-04071 | 12/30/2014 | Claimant(s): Morris Barkey
Claimant Lawyers(s): Larry Dub
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Michael T. Curley, Lise Gabrielle Hunter, Ronald J. Colombo
Hearing Site: New York, NY
|  | $0 |
| 14-00502 | 12/29/2014 | Claimant(s): James Walker
Claimant Lawyers(s): James F. Walker
Respondent(s): Wells Fargo Advisors, Richard Barcia
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
| | Expungement |
| 14-03546 | 12/26/2014 | Claimant(s): Joe Solarsa
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-00630 | 12/23/2014 | Claimant(s): Howard Kobrin
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Steven M. Greenbaum, Marc T. Danon, Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | |
| 14-01579 | 12/23/2014 | Claimant(s): Jonathan Phillips
Claimant Lawyers(s): Gilbert C. Laite
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Lynne T. Albert, Michael J. Henke, Stephen Gregg Ellis
Hearing Site: Raleigh, NC
| | |
| 14-01212 | 12/22/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan A. Scobie
Respondent(s): Louis Melone
Respondent Lawyers(s): Louis Michael Melone
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | |
| 12-00963 | 12/11/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Andrew Donofrio
Respondent Lawyers(s): Andrew Donofrio
Arbitrator(s): S. Charles Tabak, Paul G. Garjian, Ellen Dolores Walsh
Hearing Site: Newark, NJ
| | |
| 14-00849 | 12/10/2014 | Claimant(s): Michael Ovitt
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
| | |
| 14-02055 | 12/08/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Todd Ratner
Respondent(s): Michael Vallee
Respondent Lawyers(s): Michael V. Valllee
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
| | |
| 12-03245 | 12/05/2014 | Claimant(s): Robert Schneider, RBB
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi, Senior Counsel
Arbitrator(s): Carl Shechter, Don R. Harris, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | Expungement |
