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FINRA Awards for Memphis, TN

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Displaying 81-90 out of 98 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0027011/09/2009Claimant(s): Jack Olin Robeson Contributory IRA
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Cara L. Meredith
Arbitrator(s): Mark A. Myers, Patricia Best Vital, Todd Edward Phillips
Hearing Site: Memphis, TN
Checkmark Icon$0
08-0106809/14/2009Claimant(s): Joyce Wilfong
Claimant Lawyers(s): Jan D. Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Gloria J Liddell, Eugene R. Katz, Patricia Best Vital
Hearing Site: Memphis, TN
Checkmark Icon$108,648
08-0198208/31/2009Claimant(s): Larry W. Papasan Living Trust
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John Golwen
Arbitrator(s): Philip J. Glick, Eugene R. Katz, Richard K. Smith
Hearing Site: Memphis, TN
Checkmark Icon$51,000
08-0018007/10/2009Claimant(s): Canale Funeral Directors.
Claimant Lawyers(s): Tucker Veach
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Ruthie Hagan
Arbitrator(s): Linda Cox Allen, Ellen J. Abrams, Todd Edward Phillips
Hearing Site: Memphis, TN
Checkmark Icon$600
08-0017906/11/2009Claimant(s): Henry Klosky and Patricia Klosky
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John S. Golwen
Arbitrator(s): Irwin S. Sugerman, Norman E. Heyman, Jay R. Robinson
Hearing Site: Memphis, TN
Checkmark Icon$134,000
08-0462705/27/2009Claimant(s): Don Stark
Claimant Lawyers(s): Don F. Stark
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): John D. Mattingly
Hearing Site: Memphis, TN
Checkmark Icon$8,213
09-0230005/14/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ed Magarian
Respondent(s): Kevyn Robinson
Respondent Lawyers(s): Kevyn R. Robinson
Arbitrator(s): David N. Burn, Fred M. Ridolphi, Patricia Best Vital
Hearing Site: Memphis, TN
07-0357004/09/2009Claimant(s): Jerome Woods, Jr. and Dana Woods
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Robert J Warner, Susan A. Mathews, J. Maxwell Williams
Hearing Site: Memphis, TN
Checkmark Icon$950,600
08-0037503/11/2009Claimant(s): Michael Muhlbauer
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Gerald Cohen, Jay R. Robinson, Wilburn E. Layman
Hearing Site: Memphis, TN
Checkmark Icon$125,000
08-0078402/19/2009Claimant(s): Clyde Davenport
Claimant Lawyers(s): Clyde Davenport
Respondent(s): Monica Woods
Respondent Lawyers(s): Andrew E. Bender
Arbitrator(s): J. Maxwell Williams
Hearing Site: Memphis, TN
Checkmark Icon$0

98 Results

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