FINRA Awards for Samuel P. Mauch

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Displaying 31-40 out of 54 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03113	12/11/2014	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David Lee, Samuel P. Mauch Respondent(s): Laurie Facsina Respondent Lawyers(s): Laurie Fascina Arbitrator(s): Thomas R. Skulina, Robert H. Baker, Dennis S. Medica, CPA Hearing Site: Cleveland, OH
13-03004	10/31/2014	Claimant(s): Daniel Murphy Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Gary Levitt Respondent Lawyers(s): Gary E. Levitt Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI		Expungement
13-00828	01/30/2014	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Patrick McFadden Respondent Lawyers(s): Patrick McFadden Arbitrator(s): John J. Jordan Hearing Site: Philadelphia, PA
12-04144	12/13/2013	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Patrick Londrigan Respondent Lawyers(s): Thomas F. Londrigan Arbitrator(s): Tim V. Young, Brian T. Carter, Donald W. Moriarty Hearing Site: St. Louis, MO
13-00937	11/13/2013	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Charles Music Respondent Lawyers(s): Charles A. Music Arbitrator(s): Kathleen P. Helbig-Hannan Hearing Site: Charleston, WV
11-01131	09/17/2013	Claimant(s): Morgan Stanley Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Carl Watts, James Nastasi, Richard Braitman, Steven Brettler Respondent Lawyers(s): Michael J. Dunn, Samuel P. Mauch Arbitrator(s): Jim Geiger, Jack H. McNairy, John James McGovern Hearing Site: Philadelphia, PA
13-00200	07/15/2013	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Pylar Pinkston Respondent Lawyers(s): Pylar Siria Pinkston Arbitrator(s): G. Maynard Green Hearing Site: Dallas, TX
12-00258	11/21/2012	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): John Stanton Respondent Lawyers(s): John Leslie Stanton Arbitrator(s): Irving A. Chesler Hearing Site: Chicago, IL
12-02391	11/09/2012	Claimant(s): Morgan Stanley, Morgnn Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Ernie Ianace Respondent Lawyers(s): Ernie Peter Ianace Arbitrator(s): William E. Hartsfield Hearing Site: Dallas, TX
11-02080	07/25/2012	Claimant(s): Michael Steven Hall IRA Claimant Lawyers(s): Gary Menzer Respondent(s): Wells Fargo Advisors, Walker Gillette Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Jacqueline R. Fox, Leonard R. Present, A. Robert Stevenson Hearing Site: Detroit, MI		$0