| 10-02929 | 12/16/2010 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Justin Sacca
Respondent(s): Harold McNaughton
Respondent Lawyers(s): Harold D. McNaughton
Arbitrator(s): Robert Rosen
Hearing Site: Los Angeles, CA
| | |
| 09-07175 | 11/01/2010 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Howard R. Elisofon
Respondent(s): Kathleen Camarda, Vincent Camarda
Respondent Lawyers(s): Martin Kaplan
Arbitrator(s): Eric P. Nachman, Richard Weinberger, Stephen J. Patti
Hearing Site: New York, NY
| | |
| 09-01333 | 09/20/2010 | Claimant(s): George Grant
Claimant Lawyers(s): George R. Grant
Respondent(s): Dave Samuels, Sagepoint Financial.
Respondent Lawyers(s): Louis H. Castoria
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
|  | $39,000 |
| 09-06192 | 04/19/2010 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Noah D. Sorkin
Respondent(s): Mario Camillo
Respondent Lawyers(s): Mario J. Camillo
Arbitrator(s): Frank C. Fogl
Hearing Site: Buffalo, NY
| | |
| 06-05227 | 03/01/2010 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Diana McMonagle
Respondent(s): Tracy Seegott
Respondent Lawyers(s): Tracy B. Seegott
Arbitrator(s): Frederick B. Mueller
Hearing Site: Phoenix, AZ
| | |
| 07-03412 | 03/05/2009 | Claimant(s): Aimee Mason-Hobbins
Claimant Lawyers(s): James S. Helfrich
Respondent(s): Derek Kent, Sagepoint Financial.
Respondent Lawyers(s): Gene R. Thornton, William D. Nelson
Arbitrator(s): Robert C. Roth, Bruce Brown, Michael A. Ruderman
Hearing Site: Denver, CO
| | $509,800 |
| 07-02266 | 02/10/2009 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Laron Shannon
Respondent Lawyers(s): Laron D. Shannon
Arbitrator(s): Richard B. Bequette, Stephen J. Taddie, Stephanie P. Lebhar
Hearing Site: Phoenix, AZ
| | |
| 08-00011 | 11/18/2008 | Claimant(s): Lois Grant
Claimant Lawyers(s): Lois A. Grant
Respondent(s): Dave Samuels, Sagepoint Financial.
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): Robin Lynn Berry
Hearing Site: San Francisco, CA
| | $0 |
| 07-02794 | 10/21/2008 | Claimant(s): Annika Clark
Claimant Lawyers(s): Steven M. Feder
Respondent(s): Derek Kent, Sagepoint Financial.
Respondent Lawyers(s): Gene R. Thornton, William D. Nelson
Arbitrator(s): Robert D. Greenlee, John E. Plock, Bernard A. Clark
Hearing Site: Denver, CO
| | $549,918 |
| 07-00384 | 06/16/2008 | Claimant(s): David Clappisi, Melanie Clappisi
Claimant Lawyers(s): Patrick D. Vellone
Respondent(s): Derek Kent, Sagepoint Financial., AIG SunAmerica Inc.
Respondent Lawyers(s): John P. Glenn, William D. Nelson
Arbitrator(s): Malcolm T. Cleland, Steven Meyrich, Martha M. Walker
Hearing Site: Denver, CO
| | $511,228 |
