10-02820 | 07/28/2011 | Claimant(s): Jennifer Weintraub Claimant Lawyers(s): Seth Huberman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY
| | Expungement |
09-04996 | 02/18/2011 | Claimant(s): Sidney Small Claimant Lawyers(s): Seth Huberman Respondent(s): RBC Capital Markets LLC, Timothy Disparte Respondent Lawyers(s): Jessica J. Stomski, Kevin S. Besetzny Arbitrator(s): Jeffrey W. Finke, Brian E. Slotky, Timothy M. Feeney Hearing Site: Chicago, IL
| | $0 |
09-04130 | 12/29/2010 | Claimant(s): Morgan Stanley Smith Barney Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Clifford Feldstein, Kenneth Sitomer, Ronald Feldstein, Mara Capital Management Respondent Lawyers(s): Jay Goldberg, Seth Huberman Arbitrator(s): Ann C. Northern, Marilyn J. Salzman, Randolph Guggenheimer Hearing Site: New York, NY
| | $0 |
09-02891 | 11/22/2010 | Claimant(s): Jeffrey Garske Claimant Lawyers(s): Seth Huberman Respondent(s): Gregory Knight, Max International Broker/Dealer Corp Respondent Lawyers(s): Timothy Feil Arbitrator(s): Mitchell M. Willoughby, N. John Garcia, Thomas Christopher Tuck Hearing Site: Columbia, SC
| | $200,896 |
09-02035 | 06/03/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Joel E. Davidson Respondent(s): Ronald Feldstein, Mara Capital Management Respondent Lawyers(s): Seth Huberman Arbitrator(s): Norman J. Reich, Mary Ellen Burns, Andrew J. Gerber Hearing Site: New York, NY
| | Stipulated Award |
09-00809 | 04/30/2010 | Claimant(s): June G. Krever, Marc L. Krever Claimant Lawyers(s): Seth Huberman Respondent(s): Citigroup Global Markets., Ronald Fishbein Respondent Lawyers(s): Keith Olin Arbitrator(s): Thomas L. Curran, Carl Shechter, Kenneth E. Merklen Hearing Site: Boca Raton, FL
| | $0 |
09-00383 | 02/04/2010 | Claimant(s): JNG Consulting LLC Claimant Lawyers(s): Seth Huberman Respondent(s): Albert Poliak, Douglas Kaiser, Frank Salvatore, Robert Keyser, Thomas Field, Thomas Hands, William Fox, Dawson James Securities. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Steven Gerard Goerke, Kathy N. Novick, Stuart Harvey Ziegler Hearing Site: Boca Raton, FL
| | Expungement |
07-03282 | 03/03/2009 | Claimant(s): Joseph Stevens & Company. Claimant Lawyers(s): Seth Huberman Respondent(s): Henry Sanabria, John Sideris, Joseph Blocken, Louis Scalise, Mark Dalcollo, Renatto Cornejo, Thomas Gallagher, Vincent Trapozzano Respondent Lawyers(s): Henry Sanabria, John Chris Sideris, Joseph Blocken, Louis Peter Scalise, Mark Dalcollo, Renatto Antonino Cornejo, Thomas Ranger Gallagher, Vincent Manuel Trapozzano Arbitrator(s): Daniel B. Berkson, Jeffrey F. Friedman, Mark A. Egert Hearing Site: New York, NY
| | |
08-00040 | 12/31/2008 | Claimant(s): Cecilia Greenberg and Milton Greenberg Claimant Lawyers(s): Seth Huberman Respondent(s): Patrick Gaines Respondent Lawyers(s): William Zeena Arbitrator(s): Carl Shechter, Edwin J. Slovitt, C. Harold Schwartz Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
06-01836 | 12/03/2008 | Claimant(s): Charles Beam Claimant Lawyers(s): Seth Huberman Respondent(s): Barry Hixon, Maureen Curto Respondent Lawyers(s): Robert Wayne Pearce Arbitrator(s): John A. Brekka, Thomas Czinner, Stephen L. Littauer Hearing Site: Boca Raton, FL
| | $100,500 |