| 16-00105 | 01/19/2017 | Claimant(s): Russell Day
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Frank Fusco, John Calardo, Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber, Michael C. Farkas
Arbitrator(s): Sondra Sellars
Hearing Site: Chicago, IL
|  | $300 |
| 16-01307 | 12/05/2016 | Claimant(s): Louis Schillinger
Claimant Lawyers(s): John A Hubbard
Respondent(s): Steven Meyer, Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber, Steven John Meyer
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | $52,480 |
| 15-01033 | 09/21/2016 | Claimant(s): Kent Hale, Kent Hale IRA
Claimant Lawyers(s): H. Grady Terrill
Respondent(s): Robert Yasnis, Buckman, Buckman & Reid.
Respondent Lawyers(s): Lawrence R. Gelber, Michael D. Handelsman
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
| | $0 |
| 16-00506 | 08/12/2016 | Claimant(s): Damon Binder
Claimant Lawyers(s): David Meyer
Respondent(s): Anthony Fusco, Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Susan M. Thevenet
Hearing Site: Des Moines, IA
| | $50,600 |
| 15-00994 | 06/16/2016 | Claimant(s): Waddell Jeffries
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Bertrand C. Moser, Alan M. Holzberg, Daniel Stephen Dexter
Hearing Site: Houston, TX
| | $80,600 |
| 15-01041 | 05/25/2016 | Claimant(s): Martin Brewer, Richard Weber
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Nicholas John Taldone, Diana A. Weiner, Jacquelyn M. Shannon
Hearing Site: Tampa, FL
| | $161,030 |
| 13-01808 | 11/25/2015 | Claimant(s): Jason Goldstein
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Karen M. Steel
Arbitrator(s): Richard D. Gueren, Arthur M. Handler, Andrew M. Schmertz
Hearing Site: New York, NY
| | |
| 14-01705 | 07/08/2015 | Claimant(s): Estate of John Lidell
Claimant Lawyers(s): Lloyd S. Clareman
Respondent(s): Jason Klabal, Michael Mariani, Legend Securities.
Respondent Lawyers(s): David A. Gehn, Lawrence R. Gelber, Michael A. Mariani
Arbitrator(s): Susan C. Lushing, Richard Lee Mansdoerfer, Michele S. Riley
Hearing Site: New York, NY
| | $61,867 |
| 11-03675 | 03/14/2013 | Claimant(s): Jaime Melgarejo
Claimant Lawyers(s): Jaime Melgarejo
Respondent(s): Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
| | $0 |
| 11-01229 | 06/27/2012 | Claimant(s): David Yamamoto, Mary Yamamoto
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Elaine Sikorski, Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $150 |
