Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
18-00045 | 05/14/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Dan Brecher Hearing Site: New York, NY | $0 | |
18-00132 | 05/14/2019 | Claimant(s): Marc Scudillo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Steven C. Kasarda Hearing Site: New York, NY | $0 | |
18-02790 | 05/10/2019 | Claimant(s): Travis Hudak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Eagle Gate Securities. Respondent Lawyers(s): Chase A. Adams Arbitrator(s): Merton E. Marks Hearing Site: Salt Lake City, UT | $0 | |
18-02774 | 04/22/2019 | Claimant(s): Travis Hudak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Helen Marinak Blohm Hearing Site: Salt Lake City, UT | $0 | |
18-03570 | 04/22/2019 | Claimant(s): Rhyan Young Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX | $0 | |
18-00989 | 04/15/2019 | Claimant(s): Richard Allison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | $0 | |
18-02819 | 04/08/2019 | Claimant(s): Eric Dupre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc., Raymond, James & Associates. Respondent Lawyers(s): Joelle Simms, Stanton Fears Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | $0 | |
18-02531 | 04/05/2019 | Claimant(s): David Garman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group, Wall Street Access Respondent Lawyers(s): Alan S. Brodherson, Denis Patrick Kelleher Arbitrator(s): Larry Evert Carlson Hearing Site: Indianapolis, IN | $0 | |
18-01094 | 04/03/2019 | Claimant(s): Veralynn Starostecki Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | $0 | |
18-02754 | 03/28/2019 | Claimant(s): Mickey Owen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric J. Chartan Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN | $0 |