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FINRA Awards for Dochtor Kennedy

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Displaying 921-930 out of 1,288 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0004505/14/2019Claimant(s): Marc Scudillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Dan Brecher
Hearing Site: New York, NY
$0
18-0013205/14/2019Claimant(s): Marc Scudillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
$0
18-0279005/10/2019Claimant(s): Travis Hudak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Eagle Gate Securities.
Respondent Lawyers(s): Chase A. Adams
Arbitrator(s): Merton E. Marks
Hearing Site: Salt Lake City, UT
$0
18-0277404/22/2019Claimant(s): Travis Hudak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Salt Lake City, UT
$0
18-0357004/22/2019Claimant(s): Rhyan Young
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
$0
18-0098904/15/2019Claimant(s): Richard Allison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
$0
18-0281904/08/2019Claimant(s): Eric Dupre
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Raymond, James & Associates.
Respondent Lawyers(s): Joelle Simms, Stanton Fears
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
$0
18-0253104/05/2019Claimant(s): David Garman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, Wall Street Access
Respondent Lawyers(s): Alan S. Brodherson, Denis Patrick Kelleher
Arbitrator(s): Larry Evert Carlson
Hearing Site: Indianapolis, IN
$0
18-0109404/03/2019Claimant(s): Veralynn Starostecki
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
$0
18-0275403/28/2019Claimant(s): Mickey Owen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric J. Chartan
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Nashville, TN
$0

1,288 Results

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