Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03300 | 03/25/2020 | Claimant(s): Terrence Fant Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 19-02037 | 03/23/2020 | Claimant(s): James Bishopp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SunAmerica Securities., National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, James V. Noblett Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 18-04350 | 03/19/2020 | Claimant(s): Mary Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 19-02190 | 03/18/2020 | Claimant(s): Christopher Holder Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Melissa Tarentino Arbitrator(s): Frances Johnson Wright Hearing Site: Birmingham, AL | ||
| 19-02740 | 03/17/2020 | Claimant(s): Don Rudolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, UVEST Financial Services Group. Respondent Lawyers(s): Corporate Officer, Sara B. Davis Arbitrator(s): Harvey R. Linder Hearing Site: Raleigh, NC | ||
| 19-02217 | 03/13/2020 | Claimant(s): Michael Myers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Private Consulting Group. Respondent Lawyers(s): Robert L. Keys Arbitrator(s): James John Jurinski Hearing Site: Portland, OR | ||
| 19-01133 | 03/12/2020 | Claimant(s): David Eller Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 19-01032 | 03/05/2020 | Claimant(s): Nicole Robertson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Josef Rosen Arbitrator(s): John P. Cullem Hearing Site: Raleigh, NC | ||
| 19-01381 | 03/03/2020 | Claimant(s): Jordan Waring Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gruntal & Co., L.L.C. Respondent Lawyers(s): Gruntal & Co., L.L.C. Registered Agent Arbitrator(s): Elena G. Rodriguez Hearing Site: New York, NY | ||
| 19-01790 | 03/03/2020 | Claimant(s): Careena Patel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BBVA Securities Inc. Respondent Lawyers(s): M. Lee Johnsey Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX |