Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01289 | 04/10/2024 | Claimant(s): David Hancock Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Lita S. Menkin Hearing Site: Birmingham, AL | ||
| 23-01519 | 04/08/2024 | Claimant(s): Stephen Ridge Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Elena D. Marcuss Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 23-01419 | 04/05/2024 | Claimant(s): Thomas Mccausland Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC Respondent Lawyers(s): Adam M. Kauff, Samuel F.B. Audley Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 23-01390 | 03/29/2024 | Claimant(s): Gregory Thorn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-02802 | 03/28/2024 | Claimant(s): Edward Maynard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Kristina J. Branstetter Arbitrator(s): Joseph V. Simeri Hearing Site: Cincinnati, OH | ||
| 23-01418 | 03/25/2024 | Claimant(s): Scott Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 23-01206 | 03/19/2024 | Claimant(s): Robert Cadena Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 23-01285 | 03/19/2024 | Claimant(s): Joseph Cantrell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securian Financial Services. Respondent Lawyers(s): Beth Wiederholt Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 23-01544 | 03/15/2024 | Claimant(s): Kerry Norwood Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VALIC Financial Advisors. Respondent Lawyers(s): Kathryn D. Perrault Arbitrator(s): John Kenneth Popham Hearing Site: Dallas, TX | ||
| 23-01455 | 03/15/2024 | Claimant(s): Michael Steffens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Shabbir Chaudhury Arbitrator(s): Gregory G. Gocek Hearing Site: Milwaukee, WI |