Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02974 | 07/27/2021 | Claimant(s): Norman Eccarius Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Saxony Securities. Respondent Lawyers(s): Ryan C. Klump Arbitrator(s): Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 20-01431 | 07/26/2021 | Claimant(s): Steven Boyd Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Hornor, Townsend & Kent Respondent Lawyers(s): George D. Fagan Arbitrator(s): Avery B. Goodman Hearing Site: Des Moines, IA | ||
| 21-00163 | 07/23/2021 | Claimant(s): Sean Falk Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NT Securities LLC Respondent Lawyers(s): Larry Nocek Arbitrator(s): Charles Orlove Hearing Site: Chicago, IL | ||
| 20-02844 | 07/22/2021 | Claimant(s): Victor Iannelli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-02777 | 07/21/2021 | Claimant(s): Christopher Cort Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Oppenheimer & Co.., Josephthal & Co.. Respondent Lawyers(s): Nicola Anne Murphy Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-02782 | 07/20/2021 | Claimant(s): Jeffrey Segelke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Hornor, Townsend & Kent Respondent Lawyers(s): George D. Fagan Arbitrator(s): Howard R. Gaines Hearing Site: Salt Lake City, UT | ||
| 20-02815 | 07/20/2021 | Claimant(s): James Waninger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): George G. Kurschner Hearing Site: Louisville, KY | ||
| 20-02901 | 07/20/2021 | Claimant(s): Scott Allen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Terry M Lloyd Hearing Site: Salt Lake City, UT | ||
| 20-02902 | 07/19/2021 | Claimant(s): Robert Greulich Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The Equitable Life Assurance Society of Respondent Lawyers(s): Alvin H. Fenichel Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 20-03804 | 07/19/2021 | Claimant(s): Jonathan Short Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Patricia H. Latham Hearing Site: Charlotte, NC |