Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00556 | 11/07/2022 | Claimant(s): Michael Patti Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC | ||
| 22-00709 | 11/07/2022 | Claimant(s): Robert Krieger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY | ||
| 22-00481 | 11/03/2022 | Claimant(s): Neil Gagnon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gilder Gagnon Howe & Co. LLC Respondent Lawyers(s): Elizabeth Curran Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 22-00112 | 11/01/2022 | Claimant(s): Thomas Hine Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities Service Network Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Catherine Stewart Hearing Site: Hartford, CT | ||
| 22-00256 | 10/28/2022 | Claimant(s): Douglas Everett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services., Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis, Howard M. Klausmeier Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR | ||
| 22-00329 | 10/27/2022 | Claimant(s): Bobby James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Momentum Independent Network Respondent Lawyers(s): Edward Zusman Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 22-00017 | 10/26/2022 | Claimant(s): Todd Gautreaux Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Karen Roberts Washington Hearing Site: New Orleans, LA | ||
| 22-00050 | 10/26/2022 | Claimant(s): Deon Jackson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): William E. Nuckel Hearing Site: New York, NY | ||
| 22-00427 | 10/26/2022 | Claimant(s): Brian Gagnon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gilder Gagnon Howe & Co. LLC Respondent Lawyers(s): Elizabeth Curran Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 22-00036 | 10/25/2022 | Claimant(s): Justin Neubauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Richard Gee Hearing Site: New York, NY |