Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01225 | 06/02/2023 | Claimant(s): Matthew King Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL | ||
| 22-02297 | 06/01/2023 | Claimant(s): Charles Failla Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond, James & Associates., R.D. White & Co.. Respondent Lawyers(s): Gianluca Morello, Louis Pagano Arbitrator(s): Michael H DuBoff, Jay Alan Kranis, Joanne Basso Mack Hearing Site: New York, NY | ||
| 22-01227 | 05/26/2023 | Claimant(s): William Armfield Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Chase Boone Saunders Hearing Site: Charlotte, NC | ||
| 22-01027 | 05/12/2023 | Claimant(s): Daniel Dong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ernst & Young Capital Advisors Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Morton S. Bunis Hearing Site: New York, NY | ||
| 22-01666 | 05/12/2023 | Claimant(s): Joseph Kruse Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): McClellon D. Cox Arbitrator(s): Maya Steinitz Hearing Site: Chicago, IL | ||
| 22-02039 | 05/05/2023 | Claimant(s): Steven Lewine Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY | ||
| 22-00803 | 05/04/2023 | Claimant(s): Norman D'Silva Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Marva Graham Arbitrator(s): John James McGovern Hearing Site: Manchester, NH | ||
| 22-01870 | 05/01/2023 | Claimant(s): Byron Crowe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Advanced Equities. Respondent Lawyers(s): Byron Crowe Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 22-01660 | 04/24/2023 | Claimant(s): Matthew Engen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Mark L Miller Hearing Site: Bismarck, ND | ||
| 22-01792 | 04/20/2023 | Claimant(s): Pat Patterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX |