Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02748 | 01/22/2019 | Claimant(s): Charles Werckenthien Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Casey M. Stevenson Arbitrator(s): Charles Orlove Hearing Site: Indianapolis, IN | $0 | |
| 18-01168 | 01/22/2019 | Claimant(s): Brandi Stahl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | $0 | |
| 17-03424 | 01/18/2019 | Claimant(s): Joseph Cothron Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): William G. Binckes Hearing Site: New York, NY | $0 | |
| 18-00558 | 01/18/2019 | Claimant(s): Beth Hearn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Carolyn Browne Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | $0 | |
| 18-01481 | 01/18/2019 | Claimant(s): David Sheppard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Thomas F. Mahoney Hearing Site: Chicago, IL | $0 | |
| 18-01989 | 01/18/2019 | Claimant(s): Mark Soukup Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Robert J. Ambrogi Hearing Site: Boston, MA | $0 | |
| 18-00494 | 01/17/2019 | Claimant(s): Robert Gill Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Christaina Vourakis Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | $0 | |
| 18-02084 | 01/17/2019 | Claimant(s): Darren Edwards Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | $0 | |
| 18-00939 | 01/16/2019 | Claimant(s): Janet Redman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Diane Ciccone Hearing Site: Wilmington, DE | $0 | |
| 18-01777 | 01/16/2019 | Claimant(s): Steven Flagg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): James S. Hazard Hearing Site: New York, NY | $0 |