| 23-01373 | 12/29/2023 | Claimant(s): Jason Hill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Bryan Gless
Arbitrator(s): Frances Johnson Wright
Hearing Site: Oklahoma City, OK
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| 23-00203 | 12/20/2023 | Claimant(s): Patrick Elmore
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth, Laura Ruiz Rivera
Arbitrator(s): Richard James Igou
Hearing Site: Charlotte, NC
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| 23-01483 | 12/19/2023 | Claimant(s): Carolyn Martin, Stephanie Groschup
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 23-01207 | 12/19/2023 | Claimant(s): Andrew Denney
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Kansas City, MO
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| 23-00713 | 12/18/2023 | Claimant(s): Albert Kohout
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Tracy L. Allen
Hearing Site: Indianapolis, IN
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| 23-00730 | 12/15/2023 | Claimant(s): Preston Rosamond
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): William Cavalier, William L. Cravens, John Gary Langford
Hearing Site: Dallas, TX
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| 23-01487 | 12/15/2023 | Claimant(s): Michael Noland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Oklahoma City, OK
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| 23-00411 | 12/14/2023 | Claimant(s): Clovis Morrison
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Bryan A. Gless
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 23-01128 | 12/13/2023 | Claimant(s): Mark Durham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kidder, Peabody & Co.orporated, UBS Financial Services Inc.
Respondent Lawyers(s): Corporate Office, John Murphy Esq.
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
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| 23-01448 | 12/13/2023 | Claimant(s): Daniel Boyer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Boenning & Scattergood.
Respondent Lawyers(s): Ingrid R. Welch
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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