| 14-01256 | 05/23/2016 | Claimant(s): Asociacion de Empleados Del Estado Libre
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Trust Company of Puerto Rico
Respondent Lawyers(s): Peter J. Macdonald, Roberto Quinones
Arbitrator(s): Gerald Silverman, Clement Osimetha, Sydney E. Blum
Hearing Site: San Juan, PR
|  | $0 |
| 14-03016 | 03/24/2016 | Claimant(s): Carlos L. Merced, Obdulio Melendez Ramos, Ramon Velez Garcia
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Frederick H. Bruce, Edward Arthur Horton, Joseph Neal Richardson
Hearing Site: San Juan, PR
| | $470,804 |
| 14-00442 | 03/21/2016 | Claimant(s): Lymarie Diaz, Nelson Irizarry
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones-Rivera
Arbitrator(s): Edward R. Niederriter, Andrea Bailey, Allan R. Lazor
Hearing Site: San Juan, PR
| | $1,200,300 |
| 14-01541 | 02/18/2016 | Claimant(s): Christel Bengoa Lopez
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Gregg M. McCormick
Arbitrator(s): Thomas M. Campbell, Kenneth R. Starr, Lawrence R. Maxwell
Hearing Site: San Juan, PR
| | $1,449,660 |
| 14-02876 | 01/27/2016 | Claimant(s): Carlos Valverde
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Robert Finder, Richard E. Miley, Peter H. Goldberg
Hearing Site: San Juan, PR
| | Expungement |
| 14-02683 | 12/24/2015 | Claimant(s): Ricardo Chipi
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Brad Konstandt, Roberto C. Quinones
Arbitrator(s): Gregory D. Hoffmann, James P. Kinkade, Ivy Robin Ginsberg
Hearing Site: San Juan, PR
| | $795,770 |
| 14-01649 | 12/18/2015 | Claimant(s): Luis Roldan Caraballo, Luis Roldan Caraballo IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Bernard A. Becker, Lawrence Zenville Rosenberg, Carl Henry Perdue
Hearing Site: Miami, FL
| | $1,373,930 |
| 14-01784 | 09/09/2015 | Claimant(s): Berta Ganapolsky
Claimant Lawyers(s): Jonathan F. Claussen
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Asset Managers of Puerto Rico, UBS Trust Company of Puerto Rico
Respondent Lawyers(s): Gregg M. McCormick, Roberto C. Quinones
Arbitrator(s): Monroe Mitchel, Brian P. Jakes, Richard Merritt Langway
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 14-01721 | 04/20/2015 | Claimant(s): Eduardo Roca Carillo
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Amelia C. O'Neill-Vega, Roberto C. Quinones
Arbitrator(s):
Hearing Site: San Juan, PR
| | $284,020 |
| 11-02319 | 08/17/2012 | Claimant(s): Ruben Irizarry Alcaraz
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nannette Berrios Haddock, Roberto C. Quinones-Rivera
Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Louis David Huss
Hearing Site: San Juan, PR
| | Expungement |
