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FINRA Awards for Carlos Valverde

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0287601/27/2016Claimant(s): Carlos Valverde
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Robert Finder, Richard E. Miley, Peter H. Goldberg
Hearing Site: San Juan, PR
Checkmark IconExpungement

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