| 20-03554 | 08/03/2021 | Claimant(s): Joan Rudnick, Oak Trail Associates LLC, Oak Trail, II
Claimant Lawyers(s): Ernest Edward Badway
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Linda J. Baer, Marvin L. Schuldiner, Lucille Theresa Alfano
Hearing Site: Jersey City, NJ
|  | $642,610 |
| 19-01094 | 07/26/2021 | Claimant(s): Alfred Papetti, Stephen Papetti
Claimant Lawyers(s): Max Folkenflik
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Fred S. Pieroni, Julian F. Santos, Andrea Horowitz
Hearing Site: Jersey City, NJ
| | Expungement |
| 20-02646 | 06/30/2021 | Claimant(s): Ying Zhang
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Patrick Mulligan
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | |
| 20-02855 | 06/01/2021 | Claimant(s): Brian Robinson
Claimant Lawyers(s): Jonathan Schwartz
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
| | |
| 20-03051 | 05/25/2021 | Claimant(s): Christopher Carolan
Claimant Lawyers(s): Robert L Gonser
Respondent(s): Morgan Stanley & Co., A. G. Edwards & Sons.
Respondent Lawyers(s): Geoff Beckham, Simon M. Levy
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 20-03037 | 05/19/2021 | Claimant(s): Peter Nicoletti
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Morgan Stanley & Co., Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart, Trae D. Meyr
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 20-01689 | 04/12/2021 | Claimant(s): Keith Galanti
Claimant Lawyers(s): Harry Meyer
Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
| | |
| 20-03150 | 03/25/2021 | Claimant(s): Thomas Paulson
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
| | |
| 20-02043 | 03/02/2021 | Claimant(s): Andrew Urbanski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | |
| 20-01974 | 02/09/2021 | Claimant(s): Russell Abbott
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | |
