| 11-00578 | 02/01/2012 | Claimant(s): Jamie Tyszka, Lawrence Barr, Estate of Perry I. Barr, Deceased
Claimant Lawyers(s): Steven C. Forman
Respondent(s): Morgan Stanley & Co., Stanley Lerner
Respondent Lawyers(s): John Castelly
Arbitrator(s): Guillermo L. Bosch, Benjamin F. Richards, David M. Panko
Hearing Site: Philadelphia, PA
|  | $0 |
| 10-01316 | 01/27/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Todd Ratner
Respondent(s): Kenneth Hendrickson
Respondent Lawyers(s): Kenneth Hendrickson
Arbitrator(s): Cindy L. Anderson
Hearing Site: Orlando, FL
| | |
| 10-05454 | 01/25/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan Sugarman
Respondent(s): David Wilsman
Respondent Lawyers(s): David K. Wilsman
Arbitrator(s): Donald W. Cohen
Hearing Site: Chicago, IL
| | |
| 10-02867 | 01/04/2012 | Claimant(s): Nino Calabrese
Claimant Lawyers(s): H. Robert Boney
Respondent(s): Morgan Stanley & Co., Thomas Hurley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Paul J. Greco
Hearing Site: Philadelphia, PA
| | $0 |
| 11-02213 | 12/12/2011 | Claimant(s): James Schwantner
Claimant Lawyers(s): James Schwantner
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): John Castelly, Kitoh Grey
Arbitrator(s): Allan E. Johnson, Howard D. Jacob, Donald Raymond McNally
Hearing Site: New York, NY
| | |
| 10-02848 | 11/23/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): H. Huss
Respondent Lawyers(s): Lawrence C. Glynn
Arbitrator(s): Walter M. Schackman, Walter W. Jensen, Margaret Leggett Tarver
Hearing Site: Newark, NJ
| | |
| 10-05343 | 11/21/2011 | Claimant(s): M. Johnson
Claimant Lawyers(s): J. Noland Franz
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Katherine M. Harmeyer, Amy L. Wachs, Aryka Steele Radke
Hearing Site: Phoenix, AZ
| | $148,990 |
| 11-00003 | 11/15/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Blaine Davis
Respondent Lawyers(s): Blaine Carter Davis
Arbitrator(s): Peter J. Broullire
Hearing Site: Salt Lake City, UT
| | |
| 10-05299 | 11/04/2011 | Claimant(s): Daniel Strebler
Claimant Lawyers(s): Bruce H. Wilson
Respondent(s): Morgan Stanley & Co., Morgan Stanley Financial Advisor
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Ellen Holland Keller
Hearing Site: Cleveland, OH
| | |
| 11-00171 | 11/03/2011 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Ryan Cole
Respondent Lawyers(s): Ryan Patrick Cole
Arbitrator(s): John A. Bender
Hearing Site: Portland, OR
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