Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-00339 | 12/20/2010 | Claimant(s): Dominic Annino, DVA Family Trust Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Wells Fargo Investments, Kennon Klein Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Elizabeth A. Copley, Milton N. Gross, Ara Kassabian Hearing Site: Los Angeles, CA |  | $125,000 |
| 09-07184 | 12/17/2010 | Claimant(s): David Parri Claimant Lawyers(s): Mark D. Lammers Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Vanessa Hoffmann Arbitrator(s): Richard D. Fincher Hearing Site: Phoenix, AZ | | $0 |
| 10-02096 | 12/16/2010 | Claimant(s): Vicki Williams Claimant Lawyers(s): Vicki R Williams Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Patricia B. Lehtola Hearing Site: Dallas, TX | | $0 |
| 10-02927 | 12/08/2010 | Claimant(s): Michael Gora Claimant Lawyers(s): Michael Gora Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Thomas F. Kopshever Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | | $17,302 |
| 09-03292 | 11/17/2010 | Claimant(s): The RainMaker Financial Co. Pension Plan Claimant Lawyers(s): Joseph Forman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): G Thomas Fleming Arbitrator(s): Robert A. Lombardi, Salvatore A. Sciortino, W. Alex King Hearing Site: Los Angeles, CA | | Stipulated Award and Expungement |
| 09-04482 | 11/12/2010 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Paul T. Cahill Respondent(s): Dennis Creasbaum Respondent Lawyers(s): Dennis R. Creasbaum Arbitrator(s): Ralph M Pierce Hearing Site: Chicago, IL | ||
| 10-02699 | 11/12/2010 | Claimant(s): Wells Fargo Investments, David Logsdon Claimant Lawyers(s): Sandra D. Grannum Respondent(s): Janice Corkery Respondent Lawyers(s): Thomas C. Bradley Arbitrator(s): George H. Speciale Hearing Site: Boise, ID | Expungement | |
| 10-01257 | 11/11/2010 | Claimant(s): R. Walters, R. Corey Walters Investments Claimant Lawyers(s): R. Corey Walters Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Tomas F. Kopshever Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | | $0 |
| 09-02418 | 10/11/2010 | Claimant(s): Charles Patton Claimant Lawyers(s): Robert E. Prussing Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Peter W. Howell Arbitrator(s): Martin Olinick, Alan Stamm, Daniel Su Hearing Site: Los Angeles, CA | | $0 |
| 09-06520 | 08/24/2010 | Claimant(s): Wells Fargo Investments, Llc Claimant Lawyers(s): Paul T. Cahill Respondent(s): Donald Duarte Respondent Lawyers(s): Donald A. Duarte Arbitrator(s): Alan Stamm Hearing Site: Los Angeles, CA |