| 15-01081 | 11/10/2015 | Claimant(s): Marilyn Green, Melissa Green
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Barth Satuloff
Hearing Site: Boca Raton, FL
|  | $52,387 |
| 13-02765 | 06/24/2014 | Claimant(s): Rosita Kaufman, Morgan Stanley
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Harry Javer, Renee Javer, Scott Javer, Stanley Javer
Respondent Lawyers(s): Michael P. Amad
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02067 | 05/30/2014 | Claimant(s): Noble Financial Capital Markets
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Ascendiant Capital Markets, Ascendiant Securities
Respondent Lawyers(s): Brian A. Lebrecht
Arbitrator(s): Jack Stein, James D. McDonald, Steven M. Greenbaum
Hearing Site: Boca Raton, FL
| | |
| 10-04929 | 09/16/2013 | Claimant(s): Nasirdin Madhany, Zeenat Madhany, Nasirdin H. Madhany Revocable Trust, Zeenat Madhany Revocable Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Robert J. Walter, Floyd Edward Roberts, Theodore Haynes
Hearing Site: Orlando, FL
| | $3,185,300 |
| 09-07029 | 06/18/2012 | Claimant(s): Rose Fava, Rose Marie Fava Revocable Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Ernie Garcia, Morgan Stanley
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Langfred W. White, Robert J. Morris, Horace A. Andrews
Hearing Site: Tampa, FL
| | Expungement |
| 10-02971 | 03/30/2012 | Claimant(s): John Murphy
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Camille Besold, David M. Levine, Jon Stanley Spisiak
Hearing Site: Boca Raton, FL
| | $250,000 |
| 10-02019 | 02/17/2012 | Claimant(s): Palmieri Family Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Ilisa J. Smukler, William R. Alheim, Will Murphy
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-02080 | 11/21/2011 | Claimant(s): Bernard Rothschild, The Bernard W. Rothschild Foundation Inc, Bernard Rothschild Rev Living Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Manuel Schultz, Ronald W. Lasday, Kenneth R. Starr
Hearing Site: Tampa, FL
| | Expungement |
| 09-06859 | 06/16/2011 | Claimant(s): Dr. Donald Steinberg Revocable Trust
Claimant Lawyers(s): Donald Steinberg
Respondent(s): Citigroup Global Markets., Morgan Stanley, Thomas Konopka
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Stan West
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-02975 | 01/13/2011 | Claimant(s): Bernard Sussman, IRA, Bernard Sussman Revocable Trust
Claimant Lawyers(s): Michael Amad
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Peter J. Lavezzoli, James W. Geiger, Mark I. Roth
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
