| 20-02422 | 12/31/2020 | Claimant(s): William Borders
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Mark A. Sipper
Hearing Site: Louisville, KY
| | |
| 20-01890 | 12/30/2020 | Claimant(s): Jeff Wolk
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Denise L. Quarles
Hearing Site: New York, NY
| | |
| 20-01976 | 12/03/2020 | Claimant(s): Jeffrey Blenkarn
Claimant Lawyers(s): Daniel Broxup
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Michael John Falvo
Hearing Site: Detroit, MI
|  | $300 |
| 18-03204 | 10/22/2020 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Jackson Stewart, Mark Obrzut, Nathan Shields, Raymond, James & Associates.
Respondent Lawyers(s): Jeff Csercsevits
Arbitrator(s): Susan L. Walker, Eugene G. Ziobron, Laurel Robin Klapper Gilchrist
Hearing Site: Indianapolis, IN
| | |
| 20-00639 | 09/21/2020 | Claimant(s): Robert Brewer
Claimant Lawyers(s): Kathryn Roe Eldridge
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Bill Swinford
Hearing Site: Louisville, KY
| | |
| 19-03814 | 09/18/2020 | Claimant(s): Mark Kopkin
Claimant Lawyers(s): J. Michael Bishop
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 19-01658 | 06/11/2020 | Claimant(s): Karen Gallahar
Claimant Lawyers(s): Joel M Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
| | |
| 19-03059 | 06/01/2020 | Claimant(s): Eugene Millsap
Claimant Lawyers(s): Andrea M. Greene
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Brock B. Gordon
Hearing Site: Birmingham, AL
| | |
| 19-03133 | 05/27/2020 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | |
| 17-02304 | 05/12/2020 | Claimant(s): Angelina J. Cuccaro Family Trust
Claimant Lawyers(s): Stephen Studer
Respondent(s): Paul Steffany, Raymond, James & Associates.
Respondent Lawyers(s): George D. Sullivan, Paul Anthony Steffany
Arbitrator(s): Lewis S. Kurlantzick, Robert L. Chase, Peter E. Gillespie
Hearing Site: Hartford, CT
| | Settlement |
