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FINRA Awards for Woodbury Financial Services.

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Displaying 41-50 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0098412/13/2013Claimant(s): Caron Gallier, Deborah Harrison, Kathy Temple, Vernon Gallier, Caron Gallier IRA, Deborah Harrison IRA, Kathy Temple IRA, Jr. IRA
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Lincoln Financial Securities Corporation, Woodbury Financial Services.
Respondent Lawyers(s): Ami Shah, Jason A. Richardson
Arbitrator(s): David G. Beerbower, Robert Charles Morrison, Julie Marie Miller
Hearing Site: Houston, TX
Checkmark Icon$0
13-0060510/23/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Michael Blanchar
Respondent Lawyers(s): Sanford J. Gerber
Arbitrator(s): Joel Steven Arogeti
Hearing Site: Atlanta, GA
13-0060609/25/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Moncef Bennaji
Respondent Lawyers(s): Michael Moran
Arbitrator(s): Robert A. Sauerberg
Hearing Site: Boca Raton, FL
13-0068809/24/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney R Reid
Respondent(s): Glenn Donahue
Respondent Lawyers(s): Glenn David Donahue
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
13-0054008/13/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney M. Rogers Reid
Respondent(s): Steven Pagartanis
Respondent Lawyers(s): Steven Pagartanis
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
12-0414107/25/2013Claimant(s): David Morris, Jane Morris
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Courtney M. Rogers Reid
Arbitrator(s): Robert E. Jenks, David L. Moran, Thomas J. Tanksley
Hearing Site: Las Vegas, NV
Checkmark IconDismissed by Rule 12504
12-0407207/19/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney R. Reid
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Paul Joseph Piscitelli
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
12-0406907/18/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Nicholas Russell
Respondent Lawyers(s): Nicholas James Russell
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
12-0421707/11/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney M. Rogers-Reid
Respondent(s): Andrew Woolf
Respondent Lawyers(s): A. Wilson Woolf
Arbitrator(s): Ronald P. Wertheim
Hearing Site: Philadelphia, PA
12-0407006/06/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): David Strunc
Respondent Lawyers(s): David Isaiah Strunc
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL

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