| 13-02325 | 04/23/2014 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Reid
Respondent(s): Marlon Gagni
Respondent Lawyers(s): Marlon Winston Gagni
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
| | |
| 13-00984 | 12/13/2013 | Claimant(s): Caron Gallier, Deborah Harrison, Kathy Temple, Vernon Gallier, Caron Gallier IRA, Deborah Harrison IRA, Kathy Temple IRA, Jr. IRA
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Lincoln Financial Securities Corporation, Woodbury Financial Services.
Respondent Lawyers(s): Ami Shah, Jason A. Richardson
Arbitrator(s): David G. Beerbower, Robert Charles Morrison, Julie Marie Miller
Hearing Site: Houston, TX
|  | $0 |
| 13-00605 | 10/23/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Michael Blanchar
Respondent Lawyers(s): Sanford J. Gerber
Arbitrator(s): Joel Steven Arogeti
Hearing Site: Atlanta, GA
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| 13-00606 | 09/25/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Moncef Bennaji
Respondent Lawyers(s): Michael Moran
Arbitrator(s): Robert A. Sauerberg
Hearing Site: Boca Raton, FL
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| 13-00688 | 09/24/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney R Reid
Respondent(s): Glenn Donahue
Respondent Lawyers(s): Glenn David Donahue
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
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| 13-00540 | 08/13/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney M. Rogers Reid
Respondent(s): Steven Pagartanis
Respondent Lawyers(s): Steven Pagartanis
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
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| 12-04141 | 07/25/2013 | Claimant(s): David Morris, Jane Morris
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Courtney M. Rogers Reid
Arbitrator(s): Robert E. Jenks, David L. Moran, Thomas J. Tanksley
Hearing Site: Las Vegas, NV
| | Dismissed by Rule 12504 |
| 12-04072 | 07/19/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney R. Reid
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Paul Joseph Piscitelli
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
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| 12-04069 | 07/18/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): Nicholas Russell
Respondent Lawyers(s): Nicholas James Russell
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
| | |
| 12-04217 | 07/11/2013 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney M. Rogers-Reid
Respondent(s): Andrew Woolf
Respondent Lawyers(s): A. Wilson Woolf
Arbitrator(s): Ronald P. Wertheim
Hearing Site: Philadelphia, PA
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