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FINRA Awards for Woodbury Financial Services.

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Displaying 21-30 out of 63 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0014808/20/2020Claimant(s): Robert Bruner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
19-0148404/13/2020Claimant(s): Stven Broughton
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James Noblett
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
19-0187603/18/2020Claimant(s): Michael Kolacz
Claimant Lawyers(s): Nicholas Dale
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
19-0098609/30/2019Claimant(s): William Zenk
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Richard D. Fincher
Hearing Site: Phoenix, AZ
18-0262702/22/2019Claimant(s): Thomas Kudarauskas
Claimant Lawyers(s): Benjamin Biard
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
18-0050110/23/2018Claimant(s): Jeffrey LaBelle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services., Next Financial Group.
Respondent Lawyers(s): Bradley A. Fishman, John T. Unger
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
18-0064210/02/2018Claimant(s): Emmanuel Obel
Claimant Lawyers(s): Emmanuel Obel
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley Fishman
Arbitrator(s): Reed H. Bement, Jonathan H. Krotinger, Clifford A. Threlkeld
Hearing Site: San Francisco, CA
Checkmark IconExpungement
17-0085706/25/2018Claimant(s): Kris Dielman, Sandy Dielman
Claimant Lawyers(s): Robert Traylor
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Gavin E. Gruber
Arbitrator(s): Mark R. Lee, Randy R. Maher, Deanna Margaret Veitia
Hearing Site: San Diego, CA
Checkmark Icon$1,091,580
16-0340302/01/2018Claimant(s): Jeffrey Gurman
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley Fishman
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
17-0102701/30/2018Claimant(s): Genevieve Mar
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Kenneth N. Adamson
Hearing Site: Chicago, IL

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