| 14-02448 | 08/22/2016 | Claimant(s): Roger A. Papa Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Timothy J. Currier, Michael J. Meeusen, Benjamin A. Kerner
Hearing Site: Detroit, MI
|  | $0 |
| 15-01526 | 04/12/2016 | Claimant(s): William Ziegler
Claimant Lawyers(s): William J Ziegler
Respondent(s): Jason Van Duyn
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | $0 |
| 13-02789 | 10/05/2015 | Claimant(s): Robert Dembosky
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Timothy J. Currier, Mayra Adela Rodriguez, William Joseph Caprathe
Hearing Site: Detroit, MI
| | $159,923 |
| 14-00835 | 05/01/2015 | Claimant(s): Keith Williams
Claimant Lawyers(s): Nicole M. Marshall
Respondent(s): Royal Alliance Associates., Peter Mitroff, Executive Wealth Management
Respondent Lawyers(s): Khalilah V. Spencer, Seth D. Gould
Arbitrator(s): Edward M. Olson, Timothy J. Currier, Richard Heim Foley
Hearing Site: Detroit, MI
| | $0 |
| 12-02667 | 04/03/2014 | Claimant(s): Joseph Mysliwiec, Mary Mysliwiec, Ronald T. Mysliwiec (decd) IRA
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Wells Fargo Securities
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Timothy J. Currier, Mark Scarr, John P. Gouttiere
Hearing Site: Detroit, MI
| | Expungement |
| 10-00378 | 12/14/2012 | Claimant(s): Thomas Campbell
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Sigma Financial Corporation
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Timothy J. Currier, Mark Scarr, James George Timpa
Hearing Site: Detroit, MI
| | |
| 10-00481 | 08/02/2012 | Claimant(s): Michael Aberlich, Patricia Aberlich, Michael Aberlich IRA, Patricia Aberlich IRA
Claimant Lawyers(s): Dennis K. Egan
Respondent(s): Anthony Manaia, Intervest International Equities Corpora, Manaia Capital Management.
Respondent Lawyers(s): Anthony G. Manaia, Joseph D. Carney
Arbitrator(s): Timothy J. Currier, Matthew H. Turnbull, Raymond J. Sterling
Hearing Site: Detroit, MI
| | $727,290 |
| 10-02777 | 05/23/2012 | Claimant(s): Marilyn Szymkiw-Schrieber, Michael Schreiber, The Schrieiber Living Trust DTD 12/1/06
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Timothy J. Currier, Jacqueline R. Fox, Gregory M. Gendron
Hearing Site: Detroit, MI
| | $237,597 |
| 09-05626 | 04/02/2012 | Claimant(s): Eileen Boutin
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Wachovia Securities, Donald Van De Steene
Respondent Lawyers(s): Brian Witus, Stuart H. Deming
Arbitrator(s): Timothy J. Currier, Barry Goldman, Lawrence George Kloth
Hearing Site: Detroit, MI
| | $50,000 |
| 10-02367 | 06/10/2011 | Claimant(s): Edmund Chrostowski
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): UBS Financial Services Inc., Philip Bocketti
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
| | $0 |
