| 12-02472 | 12/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Terry Williamson
Respondent Lawyers(s): D. Craig Brinker
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 11-02571 | 07/10/2013 | Claimant(s): Edward Massey, Merrilyn Massey
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Robert L. Yeager, William E. Hartsfield, Andrea U. Calve
Hearing Site: Dallas, TX
|  | Expungement |
| 11-02947 | 05/17/2013 | Claimant(s): Paragon Reserve Company, Texas PGI.
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Preston A. Trimble, Andrea U. Calve, Joseph G. Werner
Hearing Site: Dallas, TX
| | $1,057,670 |
| 12-01963 | 04/30/2013 | Claimant(s): Robert McReynolds
Claimant Lawyers(s): Robert McReynolds
Respondent(s): George Price, Edward Jones
Respondent Lawyers(s): Javier Chavez
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | $0 |
| 11-02946 | 09/11/2012 | Claimant(s): Peggy Jones
Claimant Lawyers(s): Ronnie L. Agnew
Respondent(s): Southwest Securities., SWS Financial Services.
Respondent Lawyers(s): Richard A. Illmer
Arbitrator(s): Ann Blaess Kimball, Andrea U. Calve, Melvin H. Wolovits
Hearing Site: Dallas, TX
| | $15,000 |
| 12-01028 | 08/13/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Jay Nisbet
Respondent Lawyers(s): Jay Michael Nisbet
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 11-00856 | 02/16/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Ira N. Glauber
Respondent(s): William Bentley
Respondent Lawyers(s): William B. Bentley
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 10-04701 | 04/12/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Robert Nethery
Respondent Lawyers(s): Robert Curtis Nethery
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 09-07137 | 03/24/2011 | Claimant(s): Estate of Elsie Caldonia Flowers
Claimant Lawyers(s): J. Don Gordon
Respondent(s): Wachovia Securities, Johnnie Cadenhead, A.G. Edwards & Sons.
Respondent Lawyers(s): Johnnie Cadenhead, Will S. Montgomery
Arbitrator(s): Bill H. Brister, Andrea U. Calve, Margaret Louise Ruckriegel
Hearing Site: Dallas, TX
| | $292,953 |
| 10-00997 | 10/05/2010 | Claimant(s): Ellen Montney
Claimant Lawyers(s): Charles Wolfe
Respondent(s): Frank Sica
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | $0 |
