| 21-01193 | 09/28/2022 | Claimant(s): Justin Fraser
Claimant Lawyers(s): David Harrison
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Lawrence R. Maxwell, Jeffrey Ackermann, Deborah Johns Tatum
Hearing Site: New Orleans, LA
|  | $452,817 |
| 21-02593 | 06/17/2022 | Claimant(s): Mau Cong
Claimant Lawyers(s): Mau Cong
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jovalin Dedaj
Arbitrator(s): Linda J. Baer
Hearing Site: Manchester, NH
| | $0 |
| 19-02276 | 06/13/2022 | Claimant(s): Shuichi Iizumi, Hatsu Corporation
Claimant Lawyers(s): Shuichi Iizumi
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Katherine Hendricks, Bernard F. Vail, Jonathan H. Krotinger
Hearing Site: Honolulu, HI
| | $100,607 |
| 21-02935 | 04/28/2022 | Claimant(s): Louis George Sampanis Retirement Trust
Claimant Lawyers(s): Louis G. Sampanis
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | $163 |
| 19-02782 | 04/07/2022 | Claimant(s): Dong Fang, Jingxue Zhang, Qixu Wang, Xingxian Li
Claimant Lawyers(s): Robert Rosen
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Helen Marinak Blohm, Katherine Hendricks, Jonathan H. Krotinger
Hearing Site: Seattle, WA
| | $0 |
| 20-03896 | 03/22/2022 | Claimant(s): Richard Dunstan, Perma-Chink Systems., Richard Dunstan Contributory IRA, Richard Dunstan Roth Conversion IRA
Claimant Lawyers(s): Mark C. Santi
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): Christopher A. Stecher, David Luger
Arbitrator(s): Katherine Hendricks, Jonathan Sprouffske, Martin Kehoe
Hearing Site: Seattle, WA
| | $0 |
| 20-04176 | 03/02/2022 | Claimant(s): Gabriel Ivan
Claimant Lawyers(s): Gabriel Ivan
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Richard Gee, Susan Romano, Stephen T Schreiber
Hearing Site: New York, NY
| | $0 |
| 21-00674 | 02/18/2022 | Claimant(s): Yiqun Lu
Claimant Lawyers(s): Yiqun Lu
Respondent(s): Wing Kei Chan, Futu Clearing Inc, Interactive Brokers Corp., Interactive Brokers LLC
Respondent Lawyers(s): Cameron Matheson, Jason O. Billy
Arbitrator(s): Robert Rosen
Hearing Site: Las Vegas, NV
| | Expungement |
| 20-02623 | 09/16/2021 | Claimant(s): FPP CIS Opportunities Fund, L.P.
Claimant Lawyers(s): Samuel J. Lieberman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Judith C. Zerden, Kinchen C. Bizzell, Lawrence Williams
Hearing Site: New York, NY
| | $1,881,500 |
| 20-00739 | 08/24/2021 | Claimant(s): Raymond Martin
Claimant Lawyers(s): Raymond Martin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Mark G. Materna
Arbitrator(s): Kip C Lubcke, Edward W. Morris, Howard Alan Grinsberg
Hearing Site: Jersey City, NJ
| | $0 |
