| 16-02899 | 09/25/2017 | Claimant(s): David Gottschall, Karen Gottschall
Claimant Lawyers(s): Sheila A. Woolson
Respondent(s): Christopher Tolmacs
Respondent Lawyers(s): Christopher Thomas Tolmacs
Arbitrator(s): Mitchell M. Willoughby, Avery B. Goodman, Walter J. Wylie
Hearing Site: Columbia, SC
|  | $1,500,380 |
| 15-03410 | 07/20/2017 | Claimant(s): Elliot Wender, Penina Wender, Elliot and Penina Wender Revocable Trust
Claimant Lawyers(s): Ross E. Webster, Saul Belz
Respondent(s): Justin Berman, Berman Capital Advisors, Massey, Quick & Co.
Respondent Lawyers(s): John M. Gross, Ramsey A. Knowles
Arbitrator(s): Gregory D. Hoffmann, Robert W. Kneeland, Avery B. Goodman
Hearing Site: Memphis, TN
| | $50,000 |
| 15-02075 | 04/12/2017 | Claimant(s): Brantley, LTD
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Brent Porges, Richard Crockett, Zachary Bader, Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Craig Scott Taddonio, Richard Hunt Crockett, Zachary T. Bader
Arbitrator(s): Avery B. Goodman
Hearing Site: Orlando, FL
| | $202,620 |
| 15-01019 | 11/10/2016 | Claimant(s): Roger Riedesel
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Michael Lavolpe
Respondent Lawyers(s): Michael Scott Lavolpe
Arbitrator(s): Avery B. Goodman
Hearing Site: Des Moines, IA
| | $240,300 |
| 10-03482 | 01/13/2012 | Claimant(s): Jim Clamp, Susan Stewart, Clamp Investment Properties, Stewart Investment Properties
Claimant Lawyers(s): William D. Nelson
Respondent(s): Gregory Fulton
Respondent Lawyers(s): Steven W. McDonald
Arbitrator(s): James J. Moylan, Avery B. Goodman, Richard Djokic
Hearing Site: Denver, CO
| | $700,600 |
| 10-02838 | 09/14/2011 | Claimant(s): Darrell Linder, Virginia Cooley-Linder, Cooley-Linder Retail Property, Cooley-Linder's French Quarter, Virginia C. Linder & Darrell F. Linder L
Claimant Lawyers(s): A. Thomas Tenenbaum, Richard A. Nervig
Respondent(s): Larry Behrends, Capwest Securities, Workman Securities Corporation
Respondent Lawyers(s): Christopher P. Parrington, Larry I. Behrends, Orly Davidi
Arbitrator(s): Timothy E. Taggart, Avery B. Goodman, William Louis Anthes
Hearing Site: Denver, CO
| | $854,639 |
| 09-05551 | 08/09/2011 | Claimant(s): Michael Ohlfs
Claimant Lawyers(s): George C. Aucoin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Jesse L. Miller
Arbitrator(s): Arthur E. Otten, Anita Rae Shapiro, Avery B. Goodman
Hearing Site: Denver, CO
| | |
| 08-02330 | 03/24/2010 | Claimant(s): Douglas Laychak, FloraAnn Milann, Helena Loewen, Jill Sendor-Laychak, Jonathan Sendor, Virginia Sendor, William Kitching
Claimant Lawyers(s): William R. Fishman
Respondent(s): Barry Amsler, Hornor, Townsend & Kent., Penn Mutual Life Insurance Company
Respondent Lawyers(s): Barry L. Amsler, George D. Fagan
Arbitrator(s): Edward F. Altman, Michael J. Norton, Avery B. Goodman
Hearing Site: Denver, CO
| | $641,700 |
| 08-03362 | 04/21/2009 | Claimant(s): Kathy Sechrist
Claimant Lawyers(s): Kathy Sechrist
Respondent(s): E* Trade Secuities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Avery B. Goodman
Hearing Site: Cheyenne, WY
| | $675 |
| 07-03172 | 04/23/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Scott Piper
Respondent Lawyers(s): Scott Piper
Arbitrator(s): Avery B. Goodman
Hearing Site: Denver, CO
| | |
