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FINRA Awards for Jesse L. Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0555108/09/2011Claimant(s): Michael Ohlfs
Claimant Lawyers(s): George C. Aucoin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Jesse L. Miller
Arbitrator(s): Arthur E. Otten, Anita Rae Shapiro, Avery B. Goodman
Hearing Site: Denver, CO

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