Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01067 | 01/18/2023 | Claimant(s): Arlo Sullivan Claimant Lawyers(s): Zachary Morse Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA | ||
| 22-01169 | 12/15/2022 | Claimant(s): Justin Apakian Claimant Lawyers(s): Zachary Morse Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | ||
| 22-00484 | 12/14/2022 | Claimant(s): Michael Salemy Claimant Lawyers(s): Zachary Morse Respondent(s): Carillon Fund Distributors. Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): David M. Snyder Hearing Site: Tampa, FL | ||
| 22-00151 | 12/02/2022 | Claimant(s): Gregory Feldman Claimant Lawyers(s): Zachary Morse Respondent(s): Lord Abbett Distributor LLC Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Nanci Sondra Landy Hearing Site: Boca Raton, FL | ||
| 22-00522 | 11/28/2022 | Claimant(s): Michael Valiente Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 21-01929 | 11/02/2022 | Claimant(s): Richard Sholty Claimant Lawyers(s): Zachary Morse Respondent(s): Morgan Stanley Respondent Lawyers(s): Sarah Malik Arbitrator(s): Jeffrey E. Skogsbergh, Edith N. Dinneen, David Harvey Failer Hearing Site: Los Angeles, CA | ||
| 22-00398 | 10/14/2022 | Claimant(s): Michael Valiente Claimant Lawyers(s): Zachary Morse Respondent(s): World Group Securities. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 22-00023 | 09/22/2022 | Claimant(s): Trawnegan Gall Claimant Lawyers(s): Zachary Morse Respondent(s): Sandlapper Securities Respondent Lawyers(s): Trevor Gordon Arbitrator(s): Nicholas J. Caputo, Benjamin F. Breslauer, Noel Harvey Applebaum Hearing Site: Los Angeles, CA | ||
| 22-00281 | 09/09/2022 | Claimant(s): Gerald Mars Claimant Lawyers(s): Zachary Morse Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): John Venezia Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 22-00244 | 08/31/2022 | Claimant(s): Anthony Thurlow Claimant Lawyers(s): Zachary Morse Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Randy R. Maher Hearing Site: Las Vegas, NV |