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FINRA Awards for Martin Harris

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Displaying 11-20 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0376410/28/2021Claimant(s): William Tucker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
21-0055910/20/2021Claimant(s): William Bell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
20-0297707/16/2021Claimant(s): Joseph Silvestri
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
20-0270506/07/2021Claimant(s): Pamela Middleton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
20-0155703/15/2021Claimant(s): John Canada
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Dallas, TX
20-0274503/12/2021Claimant(s): Bryan Cogliano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
20-0129202/22/2021Claimant(s): Andrew Goldberg
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Metlife Securities.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
20-0183002/19/2021Claimant(s): Mario Govic
Claimant Lawyers(s): Harris Freedman
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
20-0144801/19/2021Claimant(s): James Holt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Indianapolis, IN
20-0303201/15/2021Claimant(s): Mahesh Desai
Claimant Lawyers(s): Mahesh Desai
Respondent(s): Msi Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Robert C. Rice
Hearing Site: Houston, TX

28 Results

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