Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04362 | 02/11/2020 | Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Jon D. Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 19-01066 | 01/22/2020 | Claimant(s): Jason Diaz Claimant Lawyers(s): Tosh D Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 19-00619 | 01/21/2020 | Claimant(s): Ronald Carson Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 19-01261 | 01/02/2020 | Claimant(s): Mark Elston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: Reno, NV | ||
| 19-00722 | 12/20/2019 | Claimant(s): James Sandager Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): William M. Azkoul Hearing Site: Des Moines, IA | ||
| 19-00538 | 11/26/2019 | Claimant(s): Kent Kuhlmann Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 19-00453 | 11/21/2019 | Claimant(s): James Caldwell Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Maurice M. Feller Hearing Site: Orlando, FL | ||
| 19-00495 | 11/19/2019 | Claimant(s): Stephen Martin Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC, UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms, Jon D. Kaplon Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 19-01309 | 11/13/2019 | Claimant(s): Regina Bernarduci Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA | ||
| 19-01228 | 11/04/2019 | Claimant(s): Peter Tedstrom Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO |