| 16-02311 | 07/20/2017 | Claimant(s): Jason Hallmark
Claimant Lawyers(s): Jason Hallmark
Respondent(s): John Rukenbrod
Respondent Lawyers(s): Gregory D. Seeley
Arbitrator(s): Cathleen M. Cobb, Robert Rosen, Marie Ann Stein
Hearing Site: Los Angeles, CA
|  | $0 |
| 16-02793 | 07/19/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Rebecca L. Gerome
Respondent(s): Rex Ramsey
Respondent Lawyers(s): Christopher M. Carrillo
Arbitrator(s): Nancy J. Spieczny, Annette Gres Shepherd, Joseph L. Hagan
Hearing Site: Los Angeles, CA
| | $0 |
| 16-03327 | 07/14/2017 | Claimant(s): Morgan Stanley, Morgan Stanley SB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael McGraw
Respondent Lawyers(s): Michael James McGraw
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00567 | 07/14/2017 | Claimant(s): Julian Trobe
Claimant Lawyers(s): Joan H. Lowenstein
Respondent(s): Hunter Wise Securities
Respondent Lawyers(s): William A. Owen
Arbitrator(s): Adam Michael Porter
Hearing Site: Los Angeles, CA
| | $0 |
| 16-00847 | 07/13/2017 | Claimant(s): Agatha Dancy, John Dancy
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Wedbush Securities Inc., Mark Augusta
Respondent Lawyers(s): Charles LaChaussee, David S. Harrison
Arbitrator(s): A. Joel Klein, Owen J. Thomsen, Carolyn Renee Payne
Hearing Site: Los Angeles, CA
| | $1,519,360 |
| 16-03192 | 07/10/2017 | Claimant(s): Charles Reinhold
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HBW Securities LLC
Respondent Lawyers(s): Barney Hellenbrand
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA
| | $0 |
| 16-02408 | 07/07/2017 | Claimant(s): Randall Moses
Claimant Lawyers(s): Randall H. Moses
Respondent(s): Dawn Winship
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | $0 |
| 15-02108 | 07/05/2017 | Claimant(s): Michael Gallion, The Estate of Nancy Gallion
Claimant Lawyers(s): John D. Singer
Respondent(s): Calvin Zara, Pruco Securities.
Respondent Lawyers(s): Courtney Stieber, David H. Jarvis
Arbitrator(s): Kenneth E. Owen, Joseph Winter, Daniel Lawrence Pearlman
Hearing Site: Los Angeles, CA
| | $0 |
| 16-01788 | 06/30/2017 | Claimant(s): Ryan Flynn
Claimant Lawyers(s): Kristopher P Diulio
Respondent(s): Edward Jones
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Harvey C. Flodin, Robert B. Hansohn, Gregory Douglas Stone
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00273 | 06/23/2017 | Claimant(s): Simco Company
Claimant Lawyers(s): Bruce Simon
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Richard M. Norman
Hearing Site: Los Angeles, CA
| | $0 |
