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FINRA Awards for The Estate of Nancy Gallion

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0210807/05/2017Claimant(s): Michael Gallion, The Estate of Nancy Gallion
Claimant Lawyers(s): John D. Singer
Respondent(s): Calvin Zara, Pruco Securities.
Respondent Lawyers(s): Courtney Stieber, David H. Jarvis
Arbitrator(s): Kenneth E. Owen, Joseph Winter, Daniel Lawrence Pearlman
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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