| 18-00781 | 09/20/2018 | Claimant(s): Don Martin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02441 | 09/20/2018 | Claimant(s): Deborah Key
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01334 | 09/18/2018 | Claimant(s): Estate of Manlio Frank Ajello, Deceased, Emily Gordon
Claimant Lawyers(s): Emily Gordon
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Joseph Winter, Jeffrey L. Malek, Judy Man-Ling Lam
Hearing Site: Los Angeles, CA
|  | $0 |
| 18-00225 | 09/14/2018 | Claimant(s): Ariel Bobroff, Gary Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | $0 |
| 18-01006 | 09/14/2018 | Claimant(s): Diana Navarre
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00344 | 08/28/2018 | Claimant(s): Ralph Linzmeier
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02004 | 08/17/2018 | Claimant(s): Boustead Securities
Claimant Lawyers(s): Christopher P. Parrington
Respondent(s): David Walters
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02329 | 08/15/2018 | Claimant(s): John Quinn
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Trevor J. Hardy
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | $0 |
| 16-03273 | 08/10/2018 | Claimant(s): Rosemary Perera, Rosemary Perera IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Natalie N. FitzGerald
Arbitrator(s): Richard J. Stall, Alan M. Rosen, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00730 | 08/10/2018 | Claimant(s): Linda Tucker
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Bryce M. Cullinane
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | $29,551 |
