19-03133 | 05/27/2020 | Claimant(s): Lisa Detanna Claimant Lawyers(s): Scott Rahn Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA
| | $0 |
19-01927 | 05/27/2020 | Claimant(s): David Moore, David L. Moore IRA Claimant Lawyers(s): Gary Mark Brewer Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Joyce L. Hurley, Alan M. Rosen, Robert C. Albini Hearing Site: Los Angeles, CA
| | $0 |
19-03077 | 05/14/2020 | Claimant(s): Mauricio Contreras Pallares Claimant Lawyers(s): Mauricio Contreras Pallares Respondent(s): Electronic Transaction Clearing., Mint Global Markets. Respondent Lawyers(s): Dana Sirkis Gloor, Eli Wishnivetski Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA
| | $0 |
19-00815 | 05/11/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N Will Respondent(s): Lino Safieddine Respondent Lawyers(s): Lino Safieddine Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA
| | $0 |
19-02997 | 05/07/2020 | Claimant(s): Tastyworks. Claimant Lawyers(s): John J Muldoon Respondent(s): Miranda Casillas Respondent Lawyers(s): Miranda Casillas Arbitrator(s): Carolyn Renee Payne Hearing Site: Los Angeles, CA
| | $31,706 |
19-00895 | 05/05/2020 | Claimant(s): Ramses Visher Claimant Lawyers(s): Ramses David Visher Respondent(s): AXA Advisors Respondent Lawyers(s): Michael P. Bryant Arbitrator(s): Elliott Finkel, Thomas R. Watkins, Elizabeth June Fehmel Hearing Site: Los Angeles, CA
| | $0 |
19-03172 | 05/04/2020 | Claimant(s): Patrick Infante Claimant Lawyers(s): Jessica Calloway Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA
| | $0 |
18-03668 | 04/28/2020 | Claimant(s): Jeanna Carrick, Michael Carrick, Carrick Family Trust DTD 9/5/07 Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Marsha Lee, First Allied Securities., Marsha Lee & Company. Respondent Lawyers(s): Jeffrey Compton Arbitrator(s): Ronald L. Cameron, Robert C. Albini, Terry Lynn Chambless Hearing Site: Los Angeles, CA
| | $0 |
16-02110 | 04/22/2020 | Claimant(s): Richard D. Marconi Trust Claimant Lawyers(s): Steve A. Buchwalter Respondent(s): Todd Rustman Respondent Lawyers(s): Jason Luhan Arbitrator(s): Ronald L. Cameron, Barry A. Fisher, David K. Slay Hearing Site: Los Angeles, CA
| | $0 |
19-01639 | 04/17/2020 | Claimant(s): Steven Margulin Claimant Lawyers(s): Tyson W. Kovash Respondent(s): Centaurus Financial., National Planning Corporation Respondent Lawyers(s): Eric A. Michaels, Michael West Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA
| | $0 |