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FINRA Awards for Los Angeles, CA

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Displaying 391-400 out of 1,694 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0313305/27/2020Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
$0
19-0192705/27/2020Claimant(s): David Moore, David L. Moore IRA
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Joyce L. Hurley, Alan M. Rosen, Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark Icon$0
19-0307705/14/2020Claimant(s): Mauricio Contreras Pallares
Claimant Lawyers(s): Mauricio Contreras Pallares
Respondent(s): Electronic Transaction Clearing., Mint Global Markets.
Respondent Lawyers(s): Dana Sirkis Gloor, Eli Wishnivetski
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
Checkmark Icon$0
19-0081505/11/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Lino Safieddine
Respondent Lawyers(s): Lino Safieddine
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
$0
19-0299705/07/2020Claimant(s): Tastyworks.
Claimant Lawyers(s): John J Muldoon
Respondent(s): Miranda Casillas
Respondent Lawyers(s): Miranda Casillas
Arbitrator(s): Carolyn Renee Payne
Hearing Site: Los Angeles, CA
Checkmark Icon$31,706
19-0089505/05/2020Claimant(s): Ramses Visher
Claimant Lawyers(s): Ramses David Visher
Respondent(s): AXA Advisors
Respondent Lawyers(s): Michael P. Bryant
Arbitrator(s): Elliott Finkel, Thomas R. Watkins, Elizabeth June Fehmel
Hearing Site: Los Angeles, CA
$0
19-0317205/04/2020Claimant(s): Patrick Infante
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
$0
18-0366804/28/2020Claimant(s): Jeanna Carrick, Michael Carrick, Carrick Family Trust DTD 9/5/07
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Marsha Lee, First Allied Securities., Marsha Lee & Company.
Respondent Lawyers(s): Jeffrey Compton
Arbitrator(s): Ronald L. Cameron, Robert C. Albini, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
Checkmark Icon$0
16-0211004/22/2020Claimant(s): Richard D. Marconi Trust
Claimant Lawyers(s): Steve A. Buchwalter
Respondent(s): Todd Rustman
Respondent Lawyers(s): Jason Luhan
Arbitrator(s): Ronald L. Cameron, Barry A. Fisher, David K. Slay
Hearing Site: Los Angeles, CA
Checkmark Icon$0
19-0163904/17/2020Claimant(s): Steven Margulin
Claimant Lawyers(s): Tyson W. Kovash
Respondent(s): Centaurus Financial., National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Michael West
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
$0

1,694 Results

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