| 07-01174 | 01/09/2008 | Claimant(s): Laurie Lujan
Claimant Lawyers(s): Laurie Lujan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Marcie S. Mintz
Arbitrator(s): Kelly A. Barker
Hearing Site: Los Angeles, CA
| | |
| 05-02000 | 12/21/2007 | Claimant(s): Lewis Worms, Lewis E. and Corrine I. Worms Trust
Claimant Lawyers(s): Stephen H. Marcus
Respondent(s): J.P. Turner & Company
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Carolyn V. Quadt, Vincent J. Natoli, Karen J. Burneff
Hearing Site: Los Angeles, CA
|  | Stipulated Award and Expungement |
| 07-00410 | 12/20/2007 | Claimant(s): Issa Razzaghi
Claimant Lawyers(s): Issa Razzaghi
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Richard B. Davis
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | $7,500 |
| 05-00581 | 12/19/2007 | Claimant(s): Elizabeth Trombly, Helene Williamson, Robert Williamson, Sande Alessi
Claimant Lawyers(s): Elizabeth Trombly, Helene Williamson, Robert Williamson, Sande Alessi
Respondent(s): Bradford Phillips, Lindsey Riley, FAS Holdings., First Allied Securities.
Respondent Lawyers(s): Eric J.F. Redwine
Arbitrator(s): Gerald A. Koris, Robert E. Lawson, Mason A. Dinehart
Hearing Site: Los Angeles, CA
| | $0 |
| 06-04288 | 12/18/2007 | Claimant(s): Mondana Ghazanfari
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Nusheen Javadizadeh, Shapour Javadizadeh, RJJ Pasadena Securities.
Respondent Lawyers(s): Peter Brown Dolan
Arbitrator(s): Esther A. Spachner, Michael M. Perrigue, Michael Evan Beckman
Hearing Site: Los Angeles, CA
| | $152,140 |
| 06-00393 | 12/17/2007 | Claimant(s): Recipco Corp.
Claimant Lawyers(s): Eric F. Yuhl
Respondent(s): Citigroup Global Markets., Rebecca Rothstein
Respondent Lawyers(s): Craig Varnen, George M. Garvey
Arbitrator(s): Mario H. Metzger, Karen A. Lockwood, David L. Maislen
Hearing Site: Los Angeles, CA
| | $0 |
| 97-04443 | 12/17/2007 | Claimant(s): Hovsep Melik-Hovsepian, Yoland Melik-Hovsepian
Claimant Lawyers(s): Hovsep Melik-Hovsepian
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Robert Moses
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01244 | 12/11/2007 | Claimant(s): Ashley Champlin, Ashley Brooke Champlin Treasury Strips
Claimant Lawyers(s): Greg P. Regier
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Ryan P. Smith
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | $0 |
| 04-08605 | 12/10/2007 | Claimant(s): James Murray
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jodi S. Cohen
Arbitrator(s): Stephen Brixey, Donald S. Simons, Mario H. Metzger
Hearing Site: Los Angeles, CA
| | |
| 05-05647 | 12/10/2007 | Claimant(s): Ann Rofer, Mario Rofer
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Anthony Russo, A.G. Edwards & Sons.
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Curtis H. Baer, Howard B. Brown, Frank L. Wolf
Hearing Site: Los Angeles, CA
| | $130,600 |
