| 07-01144 | 11/28/2008 | Claimant(s): Judith Fogel
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Financial West Group, Marc Tucker
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Vaughn Thomas Hale, Robert H. Wrenn, Willard H. Altman
Hearing Site: Los Angeles, CA
|  | Expungement |
| 07-01990 | 11/10/2008 | Claimant(s): Benjamin Dwork, Ilene Bernik, Jeremy Dwork, Joann Dwork, Joshua Dwork, Matthew Dwork, Paul Dwork, Bernik Exemption Trust, Bernik Marital Trust, Ilene Dwork Bernik 2005 Revocable Trus, Paul & Joann R. Dwork Trust dtd 6/6/89
Claimant Lawyers(s): Gerard P. Fox
Respondent(s): Albert Humphrey, Gary Shemano, The Shemano Group.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Barbara M. Zak, Jerry Ellner, Louise A. Berberian
Hearing Site: Los Angeles, CA
| | $250,000 |
| 08-03685 | 10/21/2008 | Claimant(s): David Haines, Nancy Haines
Claimant Lawyers(s): Mike Deutsche
Respondent(s): Christopher Corso, CAC Capital Corp.
Respondent Lawyers(s): Christopher A. Corso, Christopher Anthony Corso
Arbitrator(s): James A. Sigler
Hearing Site: Los Angeles, CA
| | $871,220 |
| 02-03268 | 10/17/2008 | Claimant(s): Ikho Kang IRA, Ikho & Unsoon Kang
Claimant Lawyers(s): Christopher Mader
Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, Katrina Dudley, First Wall Street Corporation
Respondent Lawyers(s): Brandon S. Reif, Patrick Baldwin
Arbitrator(s): James M. Donovan, Michael W. Burnett, Thomas R. Watkins
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-00488 | 10/15/2008 | Claimant(s): Robert Schultz
Claimant Lawyers(s): Robert E. Schultz
Respondent(s): Edward Wedbush, Jonathan Carr, Michael Gardner, R.J. Richards
Respondent Lawyers(s): John W. Stenson
Arbitrator(s): Ronald E. Ogden
Hearing Site: Los Angeles, CA
| | |
| 07-03199 | 10/09/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Eric Chow
Respondent Lawyers(s): Eric Chow
Arbitrator(s): Gerald A. Koris
Hearing Site: Los Angeles, CA
| | $0 |
| 05-06280 | 10/08/2008 | Claimant(s): Prudential Equity Group
Claimant Lawyers(s): David W. Schmidt
Respondent(s): Stanley Szymczyk
Respondent Lawyers(s): Stephen A. Madoni
Arbitrator(s): Salvatore A. Sciortino, James M. Goldberg, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | |
| 06-04971 | 10/07/2008 | Claimant(s): Larry Fullmer
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): George H. Casey, Dorothy B. Strackbein, Mark A. Levy
Hearing Site: Los Angeles, CA
| | |
| 08-00989 | 10/07/2008 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Richard A. Karoly
Respondent(s): Yossi Gabay
Respondent Lawyers(s): Yossi Gabay
Arbitrator(s): Kathryn L. Krebs, Martin Perlberger, Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
| | $0 |
| 05-06281 | 09/26/2008 | Claimant(s): Charles Salfity
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Scott Householder, Todd Bergeron, The Householder Group, LLLP
Respondent Lawyers(s): David H. Carmichael, David Carmichael
Arbitrator(s): Robert J. Ruben, A. Joel Klein, James M. Goldberg
Hearing Site: Los Angeles, CA
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