12-03020 | 04/13/2015 | Claimant(s): Mark Ginsberg Claimant Lawyers(s): Loretta M. Gastwirth Respondent(s): Maziar Shams, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John P. Bevilacqua Arbitrator(s): Susan C. Lushing, Nancy Kramer, Harrison Johnson Hearing Site: New York, NY
| | $0 |
12-02707 | 10/16/2013 | Claimant(s): Christina Brancati Claimant Lawyers(s): Marc Fitapelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stefanie M. Wayco Arbitrator(s): Fred S. Pieroni, Pamela H. Roderick, Harrison Johnson Hearing Site: New York, NY
| | Expungement |
10-04194 | 02/08/2011 | Claimant(s): David Lerner Associates. Claimant Lawyers(s): Michael G. Shannon Respondent(s): David Asulin Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Simon S. Kogan, Harrison Johnson, Mark J. Russell Hearing Site: New York, NY
| | |
08-02315 | 06/03/2009 | Claimant(s): Nicholas S. Orlando & Michelle Orlando Claimant Lawyers(s): Kevin P. Conway Respondent(s): Citigroup Global Markets., Joseph Reap Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Kinchen C. Bizzell, James S. Hazard, Harrison Johnson Hearing Site: New York, NY
| | $60,000 |