| 22-01679 | 04/19/2023 | Claimant(s): Parker Brickley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | |
| 21-00104 | 01/26/2023 | Claimant(s): Oystein Haaverstad
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Worden Capital Management LLC, Gregory Bodkin, Jamie Worden, Salvatore Pizzimenti
Respondent Lawyers(s): Charles O'Rourke, Jamie John Worden, Salvatore Pizzimenti
Arbitrator(s): Jill Pilgrim, Edmund Siejka, Anjelica Cappellino
Hearing Site: New York, NY
|  | $67,640 |
| 22-01068 | 11/23/2022 | Claimant(s): Cam Grace Porter, David Latimer Porter
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Jennifer A. Stevens
Arbitrator(s): Jill Pilgrim
Hearing Site: Hartford, CT
| | $0 |
| 20-01821 | 10/25/2022 | Claimant(s): Kirk Katzburg
Claimant Lawyers(s): Richard L. Herzfeld
Respondent(s): Frank Masiello, Thea D'Adamo, Trademas Inc.
Respondent Lawyers(s): George Brunelle, Robert A. Giacovas
Arbitrator(s): Jill Pilgrim, Anna M. Fanelli, Joseph M. Buffone
Hearing Site: New York, NY
| | |
| 19-03215 | 11/05/2021 | Claimant(s): Barry E. Loughrane Revocable Trust
Claimant Lawyers(s): Jenice Malecki
Respondent(s): Paul Majane, Lincoln Financial Advisors Corporation, Moors & Cabot.
Respondent Lawyers(s): Eric Michaels, Robert A. Giacovas, Robert J. Harvey
Arbitrator(s): Jill Pilgrim, David Holmes, Richard H Leitman
Hearing Site: New York, NY
| | Expungement |
| 20-00630 | 09/07/2021 | Claimant(s): Cantor Fitzgerald & Co.
Claimant Lawyers(s): David A. Paul
Respondent(s): Michael Brennan
Respondent Lawyers(s): Jessica A. Murzyn
Arbitrator(s): Jill Pilgrim, Jay Alan Kranis, Michael A Pickholz
Hearing Site: New York, NY
| | |
| 20-02119 | 06/17/2021 | Claimant(s): Robert Rotunno
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | |
| 21-00378 | 05/28/2021 | Claimant(s): Jeffrey Krug
Claimant Lawyers(s): Thomas J. McCabe
Respondent(s): BNP Paribas Securities Corp.
Respondent Lawyers(s): John DiNapoli
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | |
| 20-02954 | 02/22/2021 | Claimant(s): Michael Darvish
Claimant Lawyers(s): Christopher Seps
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | |
| 20-02569 | 12/24/2020 | Claimant(s): Frank Cogliano
Claimant Lawyers(s): Frank Cogliano
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | $25 |
