| 19-02315 | 06/12/2020 | Claimant(s): Stephen O'Donnell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Adam Kauff, Sarah K. Yates
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
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| 19-02748 | 04/27/2020 | Claimant(s): Michael Hearn
Claimant Lawyers(s): Michael Christopher Hearn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Richard D. Rosenbloom, Robert E. Anderson, Francis Xavior Daumen
Hearing Site: Syracuse, NY
| | |
| 19-02962 | 04/22/2020 | Claimant(s): Chuck Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ethan Weinberg
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 19-02830 | 04/06/2020 | Claimant(s): Careena Patel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Robert E. Anderson
Hearing Site: Hartford, CT
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| 19-03100 | 04/03/2020 | Claimant(s): William Hennion
Claimant Lawyers(s): Mitra E. Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
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| 18-01725 | 04/03/2020 | Claimant(s): Peter Josten
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): LPL Financial LLC, Moors & Cabot.
Respondent Lawyers(s): George D. Sullivan, Robert A. Giacovas
Arbitrator(s): Robert E. Anderson, Suzanne M. Carter, Linda Frances Spiegel
Hearing Site: Newark, NJ
|  | $0 |
| 19-02228 | 03/31/2020 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 19-02294 | 03/25/2020 | Claimant(s): Richard Conway
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
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| 19-02482 | 02/07/2020 | Claimant(s): Toussaint Abessolo
Claimant Lawyers(s): Toussaint R. Abessolo
Respondent(s): Robinhood Financial, Robinhood Securities
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | $260 |
| 17-02799 | 01/07/2020 | Claimant(s): Daniel Motherway
Claimant Lawyers(s): Daniel P. Motherway
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony Borrelli
Arbitrator(s): Charles A. Crocco, Robert E. Anderson, Stephen L. Lister
Hearing Site: Newark, NJ
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