| 08-02743 | 09/21/2009 | Claimant(s): The 2000 Melnitzer Revocable Trust
Claimant Lawyers(s): Rudy Melnitzer
Respondent(s): Wells Fargo Investments, Michael Hobson
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Amy Seltzer, Elmo E. Wedderburn, Sheldon Michaels
Hearing Site: San Francisco, CA
|  | $0 |
| 08-03113 | 09/14/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jason Roberts
Respondent Lawyers(s): Jason J. Roberts
Arbitrator(s): Douglas E. DeTata, John Edward Bersin, Charles Eugene Markley
Hearing Site: San Francisco, CA
| | |
| 08-01325 | 08/28/2009 | Claimant(s): Olivia Herman
Claimant Lawyers(s): Frederick Herman
Respondent(s): Colleen Langs, Charles Schwab & Co.., Marcia Novick
Respondent Lawyers(s): Cameron Stout
Arbitrator(s): Carlos Richard Mangum, James N. D'Orso, Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $0 |
| 07-02582 | 08/26/2009 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Eun-Joo Chang
Respondent Lawyers(s): Ekwan E. Rhow
Arbitrator(s): Alexander L. Mazour, Carol Ann Jensen, Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | |
| 07-01894 | 08/19/2009 | Claimant(s): Fern Greene, Stefan Greene
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Charles B. Stark, Mitchell S. Ostwald, Thomas E. Quinlin
Hearing Site: San Francisco, CA
| | $125,510 |
| 08-03900 | 08/11/2009 | Claimant(s): Gina D'Alessandro
Claimant Lawyers(s): Gina T. D'Alessandro
Respondent(s): Atel Securities Corporation
Respondent Lawyers(s): Stewart H. Foreman
Arbitrator(s): William Ziering, Marvin G. Breen, George King
Hearing Site: San Francisco, CA
| | |
| 08-00097 | 08/03/2009 | Claimant(s): Estate of Vera Dennington, Gordon Axton, Norma Axton, Shepard Smith
Claimant Lawyers(s): Jason Pang Fe Lee
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Thomas C. McNally, Donald H. Korn, Thomas E. Quinlin
Hearing Site: San Francisco, CA
| | $146,515 |
| 08-04984 | 08/03/2009 | Claimant(s): The Schaer Trust U/A DTD 03/10/2006
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
| | $16,429 |
| 08-04749 | 07/23/2009 | Claimant(s): Cheryl Jordan
Claimant Lawyers(s): Cheryl Jordan
Respondent(s): Morgan Stanley & Co., Stephen La Cour
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): Joseph M. O'Connor
Hearing Site: San Francisco, CA
| | $8,213 |
| 09-00901 | 07/23/2009 | Claimant(s): The Arnell Family Trust by Arthur & Lo
Claimant Lawyers(s): Arthur F. Arnell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Thomas J. LoSavio
Hearing Site: San Francisco, CA
| | $0 |
