| 12-03956 | 06/23/2014 | Claimant(s): Gloria Vignolo, Raymond L. Vignolo & Gloria J. Vignolo T
Claimant Lawyers(s): Gloria Vignolo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Amy Seltzer, William J. Petzel, Christopher J. Hadsell
Hearing Site: San Francisco, CA
|  | $0 |
| 13-02752 | 06/03/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | |
| 13-03378 | 05/30/2014 | Claimant(s): Brian Ricks
Claimant Lawyers(s): Brian D. Ricks
Respondent(s): Michael Demaria, Northwestern Mutual Investment Services,
Respondent Lawyers(s): Jim Grady, Louis H. Castoria
Arbitrator(s): Robin Lynn Berry
Hearing Site: San Francisco, CA
| | $0 |
| 12-02884 | 05/29/2014 | Claimant(s): Tall Trees
Claimant Lawyers(s): Thomas Burke
Respondent(s): Gary Spitz, Mt Rushmore Securities LLC
Respondent Lawyers(s): Gary Mitchell Spitz
Arbitrator(s): Robin Lynn Berry, Mitchell S. Ostwald, Arocles Aguilar
Hearing Site: San Francisco, CA
| | $0 |
| 13-01749 | 05/21/2014 | Claimant(s): Louis Saadeh, Louis K. Saadeh Separate Property Trust
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Elyse Whitehead
Arbitrator(s): Philip Aaron Tymon, Carol Ann Jensen, Robert Sachs Mandelson
Hearing Site: San Francisco, CA
| | $0 |
| 13-02733 | 05/15/2014 | Claimant(s): Consuelo Tagalog, Sylvio Tagalog
Claimant Lawyers(s): Sylvio Tagalog
Respondent(s): Andrew Callejo, First Brokerage America, L.L.C.
Respondent Lawyers(s): Judith Payuk
Arbitrator(s): Ralph L. Jacobson
Hearing Site: San Francisco, CA
| | $600 |
| 13-03214 | 05/14/2014 | Claimant(s): Dorothy Askew
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Steven Boblis
Respondent Lawyers(s): Steven Mark Boblis
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
| | $40,300 |
| 13-02817 | 05/07/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Note Hold
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Joseph Sanchis
Respondent Lawyers(s): Joseph J. Sanchis
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
| | |
| 12-04224 | 05/07/2014 | Claimant(s): Richard Remington
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Omar Hassan, John Thomas Financial
Respondent Lawyers(s): David Hirschberg, Maria Cummings
Arbitrator(s): Michael Lancaster Garcia, Kenneth W. Gosliner, Norman S. Nayfach
Hearing Site: San Francisco, CA
| | $163,050 |
| 09-03467 | 05/06/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Matthew Belden
Respondent Lawyers(s): Richard Sacks
Arbitrator(s): James N. D'Orso, Kenneth W. Gosliner, Robert Elman
Hearing Site: San Francisco, CA
| | |
