| 18-04316 | 04/26/2019 | Claimant(s): Wilson Colberg-Trigo
Claimant Lawyers(s): Enrique J. Mendoza-Mendez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Carlos A. Bobonis, Kathryn Perreault
Arbitrator(s): Gerald Silverman, Victor Calderon, Amalia Eugenia Cardona-Fuster
Hearing Site: San Juan, PR
| | |
| 17-03044 | 04/02/2019 | Claimant(s): Michels Family Investment Trust
Claimant Lawyers(s): Gary Menzer
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Gerald Silverman, Gary Frederick Birnberg, Isadora Velazquez-Rivas
Hearing Site: Miami, FL
|  | Expungement |
| 18-03000 | 01/28/2019 | Claimant(s): David Rojas
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
| | |
| 17-00098 | 07/28/2017 | Claimant(s): Anita Brennan, Marina Tudela
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
| | |
| 15-02661 | 06/26/2017 | Claimant(s): Madeleine Carrero, Ulises Barros Carrero, Fideicomiso Ulises Barros
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Matthew E. Wolper
Arbitrator(s): Gerald Silverman, Joseph Benalt, Paul J. Burkhart
Hearing Site: Miami, FL
| | $793,680 |
| 13-03470 | 08/01/2016 | Claimant(s): Luis Marquez, L.A. Marquez.
Claimant Lawyers(s): Francisco Pujol, Harold Vicente Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR.
Respondent Lawyers(s): Brian F. Amery, Laura T. Ruiz-Rivera
Arbitrator(s): Gerald Silverman, Elena G. Rodriguez, Christopher J. Klein
Hearing Site: Miami, FL
| | $500,000 |
| 15-00097 | 06/22/2016 | Claimant(s): John McNicholas, Natalie Illig McNicholas
Claimant Lawyers(s): Justin Sauerwald
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Seth L. Finkel, Gerald Silverman, Glenn Franklin Fuller
Hearing Site: Miami, FL
| | Expungement |
| 14-01256 | 05/23/2016 | Claimant(s): Asociacion de Empleados Del Estado Libre
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Trust Company of Puerto Rico
Respondent Lawyers(s): Peter J. Macdonald, Roberto Quinones
Arbitrator(s): Gerald Silverman, Clement Osimetha, Sydney E. Blum
Hearing Site: San Juan, PR
| | $0 |
| 15-00168 | 08/24/2015 | Claimant(s): Roberto Rivera Vazquez
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Popular Securities
Respondent Lawyers(s): Nathan Lamb
Arbitrator(s): Gerald Silverman, Yarie Socorro Comas, Magda M. Fernandez Torres
Hearing Site: San Juan, PR
| | |
| 12-03286 | 06/11/2014 | Claimant(s): Federico Hernandez
Claimant Lawyers(s): Harold D. Vicente
Respondent(s): UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Peter G. Neiman
Arbitrator(s): Nancy J. Cliff, Gerald Silverman, John H. Claudy
Hearing Site: San Juan, PR
| | |
