21-03052 | 06/30/2022 | Claimant(s): Craig Bottolfson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ
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21-02026 | 02/18/2022 | Claimant(s): Dennis Franklin Claimant Lawyers(s): Cheryl S. Chang Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
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21-02059 | 01/31/2022 | Claimant(s): Michael Hatch Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
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21-01403 | 12/28/2021 | Claimant(s): Nicholas Yrizarry Claimant Lawyers(s): Christina Vourakis Respondent(s): Securities Service Network. Respondent Lawyers(s): Records Custodian Arbitrator(s): Erik R. Siering, Barton J. Brewer, Lawrence Craig Williams Hearing Site: Los Angeles, CA
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21-01402 | 12/17/2021 | Claimant(s): Damon Johnson Claimant Lawyers(s): Zachary Morse Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
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20-00147 | 09/23/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Stuart Cohen Respondent Lawyers(s): Brenda Kay Brown Arbitrator(s): Erik R. Siering, David Neil Salmon, Richard L Galin Hearing Site: Las Vegas, NV
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21-01239 | 07/30/2021 | Claimant(s): Kalyn Walker, Perry Zeigler Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA
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18-03524 | 07/30/2021 | Claimant(s): Sergio Praslin Claimant Lawyers(s): Marc I. Zussman Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Investments Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Erik R. Siering, Eric Gad Forster, Steven H. Gentry Hearing Site: Los Angeles, CA
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20-02034 | 07/02/2021 | Claimant(s): Shomir Mukherjee Claimant Lawyers(s): Steve A. Buchwalter Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Erik R. Siering, Constance Ellen Boukidis, Brant Jackson Griffin Hearing Site: Los Angeles, CA
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20-01480 | 06/22/2021 | Claimant(s): Joanna Moran Claimant Lawyers(s): Christina Vourakis Respondent(s): Morgan Stanley Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA
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