Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02238 | 03/02/2020 | Claimant(s): Scott Lowe Claimant Lawyers(s): Frances Menzer Respondent(s): Hornor, Townsend & Kent Respondent Lawyers(s): Anton L. Hasenkampf Arbitrator(s): Susan L. Walker Hearing Site: Cleveland, OH | ||
| 19-02096 | 02/14/2020 | Claimant(s): Michael Palmer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Philip J. Glick Hearing Site: Cleveland, OH | ||
| 18-02993 | 01/31/2020 | Claimant(s): Flonnoya Franklin Claimant Lawyers(s): Fred M. Bean Respondent(s): Blaine Miller, Samuel Capasso, Proequities. Respondent Lawyers(s): Warren B. Lightfoot Arbitrator(s): Ellen Holland Keller, Michael L. Fortney, Barbara E. Machin Hearing Site: Cleveland, OH | ||
| 19-00584 | 12/05/2019 | Claimant(s): Douglas Magers Claimant Lawyers(s): Harris Freedman Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Matthew R. Byrne Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH | ||
| 18-04391 | 12/03/2019 | Claimant(s): Bryan Weber Claimant Lawyers(s): Harris Freedman Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Daniela Paez Arbitrator(s): Susan L. Walker Hearing Site: Cleveland, OH | ||
| 19-01304 | 11/18/2019 | Claimant(s): Elizabeth Katen, Philip Katen, Ryan Katen, Timothy Katen Claimant Lawyers(s): Robert H. Rex Respondent(s): The Tidal Group. Respondent Lawyers(s): Greg Weselka Arbitrator(s): Gregory P. Szuter, Daniel G. Zeiser, Kathleen P. Helbig-Hannan Hearing Site: Cleveland, OH |  | Dismissed by Rule 12206/12504 |
| 18-04284 | 10/23/2019 | Claimant(s): Phillip Irvin Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Kevin R. Zehe Hearing Site: Cleveland, OH | ||
| 19-00205 | 10/02/2019 | Claimant(s): Matthew Campbell Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler, Vice Chairman Arbitrator(s): Gerald W. Hepp Hearing Site: Cleveland, OH | ||
| 18-04392 | 09/26/2019 | Claimant(s): Bryan Weber Claimant Lawyers(s): Harris Freedman Respondent(s): Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Bethmarie Bohn Arbitrator(s): Barry Goldman Hearing Site: Cleveland, OH | ||
| 18-03100 | 08/19/2019 | Claimant(s): Louis Dissel Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Julie Calderon Rizzo Arbitrator(s): Michael J. Meeusen Hearing Site: Cleveland, OH |