| 19-01099 | 09/13/2019 | Claimant(s): Amelia Carrion Mendez
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Mauricio O. Muniz Luciano
Arbitrator(s): Eric Ross Cromartie
Hearing Site: San Juan, PR
|  | $3,300 |
| 18-03108 | 08/15/2019 | Claimant(s): Edwin Mendez Mendez
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Paula A. Gonzalez-Montalvo
Arbitrator(s): Dineo Coleman Gary
Hearing Site: San Juan, PR
| | $40,817 |
| 19-00099 | 07/01/2019 | Claimant(s): Gina Bert-Zatto
Claimant Lawyers(s): Anthony R Minchella
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): N. Nancy Ghabai
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | Expungement |
| 17-00227 | 03/04/2019 | Claimant(s): Jean Innucci
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): David Wirtz
Arbitrator(s): Doris Lindbergh, Ronald Harris Kisner, Lorrie E Whitfield
Hearing Site: New York, NY
| | |
| 16-00737 | 02/12/2019 | Claimant(s): R. A. Rosario, for his Retirement Plan
Claimant Lawyers(s): Normarie Rodriguez-Perez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara Lydia Velez Santiago
Arbitrator(s): Thomas Joseph Atkinson, Jane A. Smith, Neil Harvey Smith
Hearing Site: San Juan, PR
| | $135,630 |
| 18-00756 | 10/17/2018 | Claimant(s): Ana Romeu Villanueva
Claimant Lawyers(s): Alfonso Fernandez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Sidney J. Wartel
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206 |
| 17-02881 | 09/13/2018 | Claimant(s): Marko Rendic
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Frances R. Pesquera Rivera
Arbitrator(s): Stuart K. Furman
Hearing Site: San Juan, PR
| | |
| 17-03160 | 07/06/2018 | Claimant(s): Marko Rendic
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Mark C. Perry
Hearing Site: San Juan, PR
| | |
| 16-02741 | 05/18/2018 | Claimant(s): Blanca Toledo de Moreda, The Estate of the Late Manuel A. Moreda
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Santander Securities LLC
Respondent Lawyers(s): Ana Margarita Rodriguez Rivera, Keith Olin
Arbitrator(s): Nancy J. Cliff, Sherry R. Wetsch, Jay B. Bachar
Hearing Site: San Juan, PR
| | Expungement |
| 17-00327 | 03/06/2018 | Claimant(s): Vicente Aguirre and Victor C. Vazquez
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara Lydia Velez Santiago
Arbitrator(s): Paul Weinberg, Don G Miller, Donald Ervin Cope
Hearing Site: San Juan, PR
| | Stipulated Award |
