| 09-05975 | 09/22/2010 | Claimant(s): Ron Bekins
Claimant Lawyers(s): Ron Bekins
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Frances D. Sheehy, Mary H. Cory, Charles R. Smith
Hearing Site: Boca Raton, FL
| | |
| 09-01577 | 09/09/2010 | Claimant(s): David Kronsbein
Claimant Lawyers(s): Vincent B. Lynch
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Jana Bruder
Arbitrator(s): Gordon G. Bowles, David M. Snyder, Russell W. Merriman
Hearing Site: Tampa, FL
| | |
| 09-07050 | 08/24/2010 | Claimant(s): Yvonne Bass
Claimant Lawyers(s): Yvonne Harris Bass
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming Wolfe
Arbitrator(s): Michael E. Curan
Hearing Site: New York, NY
| | |
| 09-05916 | 08/05/2010 | Claimant(s): David Miller
Claimant Lawyers(s): William G. Leonard
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Robert H. Putnam, George S. Willingham, Wallace T. Tanksley
Hearing Site: Atlanta, GA
| | |
| 09-03920 | 07/26/2010 | Claimant(s): Frank Dottori
Claimant Lawyers(s): Timothy P Gunning
Respondent(s): Ameriprise Financial Services., Robert Lucarelli
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
|  | $0 |
| 08-01356 | 07/21/2010 | Claimant(s): Dorene Dorn
Claimant Lawyers(s): Dorene K. Dorn
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): John Richard Lynch, Kenneth Dymond, Brian F. Mumford
Hearing Site: Albany, NY
| | |
| 09-04785 | 07/09/2010 | Claimant(s): Daniel Klein
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Susan C. Lushing, Joseph D. Cosgrove, Gregory J. Getz
Hearing Site: New York, NY
| | |
| 09-06795 | 05/26/2010 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Courtney R. Reid
Respondent(s): Richard Ryder
Respondent Lawyers(s): Richard J Ryder
Arbitrator(s): Robert W. Kneeland
Hearing Site: Tampa, FL
| | |
| 09-05686 | 05/24/2010 | Claimant(s): Joseph R and Bernadette M Rogers
Claimant Lawyers(s): Joseph R Rogers
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Catherine Stewart
Hearing Site: Philadelphia, PA
| | $7,856 |
| 08-04425 | 05/14/2010 | Claimant(s): Guenther Roth
Claimant Lawyers(s): Thomas E. Jamison
Respondent(s): David Tysk, Ameriprise Financial Services.
Respondent Lawyers(s): John Rock
Arbitrator(s): Kathy A. Tatone, Arthur Richard Tow, Gary L. Hansen
Hearing Site: Minneapolis, MN
| | $466,000 |
